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(YDOXDUHOFRPSRUWDPLHQWRGHODVDYHVHQHVWRVVLVWHPDV
5HDOL]DUXQDFDUDFWHUL]DFLyQELRPpWULFDGHODVDYHV
'HVDUUROODUODFDSDFLGDGWpFQLFDGHORVSREODGRUHVORFDOHVSDUDOOHYDUDGHODQWHXQSURFHVRGHPDQHM
\UHSREODPLHQWRPDVLYRGHHVWDHVSHFLH
$FWLYLGDGHV
,GHQWLILFDU FRPXQLGDGHV HVSHFtILFDV HQ HO VHFWRU EROLYLDQR \ HQ HO VHFWRU SHUXDQR SDUD H
HVWDEOHFLPLHQWRGHFHQWURVGHFUtDHQVLVWHPDVGHFDXWLYHULR\VHPLFDXWLYHULR
6RFLDOL]DU\FRQFHUWDUFRQORVFRPXQDULRVHOHQIRTXH\SODQLILFDFLyQGHOSUR\HFWR
(VWDEOHFHUiUHDVGHOLPLWDGDVSDUDODFULDQ]D\PDQHMRGHODVDYHV
(VWDEOHFLPLHQWR GH FHQWURV GHFUtDRSRVWXUDGHODVDYHVSDUDGHWHUPLQDUODYLDELOLGDGGHVXFULDQ]
HQFDXWLYHULR
3OD]RGHHMHFXFLyQ
DxRV
,QYHUVLyQHVWLPDGD
XV
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(YDOXDFLyQGHOPpWRGRGHUHSURGXFFLyQDUWLILFLDOLQFXEDFLyQDUWLILFLDOGHDYLIDXQD
WHUUHVWUHVXUL\SLVDFFD
8ELFDFLyQ
$PELWR%ROLYLDQR
$PELWR3HUXDQR
'HSDUWDPHQWRV /D3D]2UXUR
'HSDUWDPHQWRV3XQR
3URYLQFLDV-RVp0DQXHO3DQGR3DFDMHV/RV 3URYLQFLDV(O&ROODR
$QGHV
/RFDOLGDGHV &RQGRULUL &DSDVR 7XSDOD
6DMDPD(GXDUGR$YDURD/DGLVODR&DEUHUD
&KLFKLOODSL VH GHEH LQFOXLU GH PDQHUD SULRULWDULD
/RFDOLGDGHV6DQWLDJRGH0DFKDFD&RURFRUR
OD SURWHFFLyQ \ FRQVHUYDFLyQGHHVWDHVSHFLHHQHO
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/D SUHVLyQ VREUH ODV SREODFLRQHV QDWXUDOHV GH OD DYLIDXQD SRU ORV KDELWDQWHV GH ODV
FRPXQLGDGHV FDPSHVLQDV TXH VH GHGLFDQ D OD UHFROHFFLyQ GH VXV KXHYRV \ D OD FD]D
LQGLVFULPLQDGD SDUD HO DSURYHFKDPLHQWR H[FHVLYR GH VX FDUQH\SOXPDVKDSURYRFDGRXQD
GLVPLQXFLyQDODUPDQWHGHVXVFRQFHQWUDFLRQHVHQHOiPELWRGHOVLVWHPD7'36
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&RPR XQD DOWHUQDWLYD TXH SHUPLWD HO UHSREODPLHQWR DVXVHFRVLVWHPDVQDWXUDOHVVHSUHWHQGHUHDOL]D
LQYHVWLJDFLRQHV SDUD UHSURGXFLU HVWDV HVSHFLHV DPHQD]DGDV HQ IRUPD DUWLILFLDO (VWH PpWRGR VHU
DSOLFDGRHQHQVD\RVH[SHULPHQWDOHVGHPRVWUDWLYRV
2EMHWLYRV
2EMHWLYR*HQHUDO
(YDOXDU HO PpWRGR GH UHSURGXFFLyQ DUWLILFLDO LQFXEDFLyQ GH HVSHFLHV GH DYLIDXQD WHUUHVWU
DPHQD]DGDSDUDVXGLIXVLyQH[WHQVLYD
2EMHWLYRV(VSHFtILFRV
,PSOHPHQWDULQIUDHVWUXFWXUDSDUDXQFHQWURGHLQFXEDFLyQDUWLILFLDOGHPRVWUDWLYR
(VWDEOHFHUORVPpWRGRVGHUHFROHFFLyQGHKXHYRVSDUDVXLQFXEDFLyQ
(YDOXDU ORV UHTXHULPLHQWRV \ ODV FRQGLFLRQHV QHFHVDULDV SDUD YLDELOL]DU XQ SURFHVR HIHFWLYR G
LQFXEDFLyQGHKXHYRVGHHVSHFLHVGHDYLIDXQDQDWLYD
'HVDUUROODU OD FDSDFLGDG WpFQLFD GH ORV SREODGRUHV ORFDOHV SDUD OOHYDU DGHODQWH XQ SURFHVR G
UHFXSHUDFLyQGH OD ELRGLYHUVLGDG HQ IRUPD DUWLILFLDO TXHSHUPLWLUiHODSURYHFKDPLHQWRGHHVWHUHFXUV
VLQDIHFWDUODVSREODFLRQHVQDWXUDOHVHQIRUPDVLJQLILFDWLYD
$FWLYLGDGHV
,GHQWLILFDU ORFDOLGDGHV HVSHFtILFDV HQ HO VHFWRU EROLYLDQR \ HQ HO VHFWRU SHUXDQR SDUD H
HVWDEOHFLPLHQWRGHFHQWURVGHLQFXEDFLyQ
&RQVWUXLUFHQWURVGHLQFXEDFLyQGHPRVWUDWLYRV
5HFROHFFLyQGHKXHYRV
6RFLDOL]DU\FRQFHUWDUFRQORVFRPXQDULRVHOHQIRTXH\SODQLILFDFLyQGHOSUR\HFWR
(VWDEOHFLPLHQWR \ PRQLWRUHR SDUWLFLSDWLYR GH ORV FHQWURVGHLQFXEDFLyQSDUDGHWHUPLQDUODWpFQLFD
ODVFRQGLFLRQHVQHFHVDULDV
3OD]RGHHMHFXFLyQ
DxRV
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XV
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SDUDUHSREODPLHQWRGHHVSHFLHVGHPDPtIHURV7DUXND+XDQDFR&KLQFKLOOD4XLUTXLQFKR
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8ELFDFLyQ
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'HSDUWDPHQWRV/D3D]2UXUR
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3URYLQFLDV 3DFDMHV -RVH 0DQXHO 3DQGR
3URYLQFLDV &DUDED\D &KXFXLWR (O &ROODR
0DQFR.DSDF3DFDMHV2PDVX\RV
0HOJDU/DPSD
6DMDPD(GXDUGR$YDURD/DGLVODR&DEUHUD
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$QGUpV GH 0DFKDFD 6DQWLDJR GH 0DFKDFD =HSLWD 6DQWD 5RVD &RQGRULUL &DSDVR 2UXULOOR
0DQFR.DSDF$FKLUL$QFRUDLPHV
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6DMDPD6DED\D+XDFKDFDOOD
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PDHVWURGHOD=5$/
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FXHQFDGHO VLVWHPD7'36 HQSDUWLFXODUODFD]DLQGLVFULPLQDGDKDSURYRFDGRXQDGUDPiWLFD
GLVPLQXFLyQ GH GLFKDV FRQFHQWUDFLRQHV QDWXUDOHV (V SRU HOOR TXH PXFKRV HFRVLVWHPDV FRQ
FDUDFWHUtVWLFDV DGHFXDGDV SXHGHQ UHSREODUVH SDUD FRQVWLWXLUVH QXHYDPHQWH HQ KiELWDWV GH
HVWDVHVSHFLHV
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EUHYLFDXGDWD HO 4XLUTXLQFKR &KDHWRSKUDFWXV QDWLRQL HO =RUUR 'XVLF\RQ FXOSDHXV DQGLQXV HO
=RUULQR&RQHSDWXV UH[ UH[VRQHVSHFLHVHQGpPLFDVGHPDPtIHURV GHODSXQD\ORVDQGHVDOWRVTXH
VHHQFXHQWUDQ HQSHOLJURGHGHVDSDULFLyQSRUODGHVWUXFFLyQGHVXVKiELWDWVQDWXUDOHV\ODH[SORWDFLyQ
H[FHVLYD 3DUD HOOR VH GHEHQ GHVDUUROODU SODQHV GH PDQHMR RULHQWDGRV DO UHSREODPLHQWR GH HVWD
HVSHFLHV D WUDYpV GH OD LGHQWLILFDFLyQ \ FDUDFWHUL]DFLyQ GH HFRVLVWHPDV SRWHQFLDOHV GRQGH HVWD
HQFXHQWUHQODVFRQGLFLRQHVSDUDGHVDUUROODUVHHQIRUPDQDWXUDO
2EMHWLYRV
2EMHWLYR*HQHUDO
'HWHUPLQDU HFRVLVWHPDV SRWHQFLDOHV SDUD HO UHSREODPLHQWR GH HVSHFLHV GH PDPtIHURV TXH V
HQFXHQWUDQHQSHOLJURGHGHVDSDULFLyQ
2EMHWLYRV(VSHFtILFRV
,GHQWLILFDU\FDUDFWHUL]DUORVHFRVLVWHPDVSRWHQFLDOHVSDUDHOUHSREODPLHQWRGHHVWRVPDPtIHURVHQH
VLVWHPD7'36
&DSDFLWDU D ORV SREODGRUHV ORFDOHV VREUH HO XVR UDFLRQDO\SUHVHUYDFLyQGHHVWRVUHFXUVRVQDWXUDOH
SDUDSUHYHQLUQXHYRVSURFHVRVGHVREUHH[SORWDFLyQ\GHVWUXFFLyQGHKDELWDWV
(VWDEOHFHUODGLQiPLFDSREODFLRQDOHQORVVLWLRVLGHQWLILFDGRV
$FWLYLGDGHV
,GHQWLILFDUHFRVLVWHPDVQDWXUDOHVHQ3HU~\%ROLYLDHQHOiPELWRGHOVLVWHPD7'36
(ODERUDU LQIRUPDFLyQ FDUWRJUiILFD 0DSDGHSREODFLyQGHKDELWDWVSRWHQF
LDOHVSDUDHOUHSREODPLHQWR
GHHVSHFLHVGHPDPtIHURV
(VWDEOHFHUDSDUWLUGHOHVWXGLRVLWLRVSRWHQFLDOHVSDUDHOUHSREODPLHQWRFRQVHUYDFLyQ\XVRVRVWHQLEO
GHHVWDVHVSHFLHV
3OD]RGHHMHFXFLyQ
DxRV
,QYHUVLyQHVWLPDGD
XV
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(YDOXDFLyQGHODGLQiPLFDELROyJLFDGHHVSHFLHVGHPDPtIHURVHQKDEtWDWVQDWXUDOHV
7DUXND+XDQDFR&KLQFKLOOD4XLUTXLQFKR=RUUR=RUULQRHWF
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8ELFDFLyQ
$PELWR%ROLYLDQR
$PELWR3HUXDQR
'HSDUWDPHQWRV/D3D]2UXUR
'HSDUWDPHQWRV 3XQR
3URYLQFLDV3DFDMHV-RVH0DQXHO3DQGR
3URYLQFLDV&KXFXLWR(O&ROODR&DUDED\D
6DMDPD(GXDUGR$YDURD/DGLVODR&DEUHUD
/RFDOLGDGHV .HOOX\R =HSLWD 6DQWD 5RVD
/RFDOLGDGHV &DODFRWR &DTXLDYLUL 6DQ &RQGRULUL FUXFHUR &DSDVR 0DFXVDQL &UXFHUR
$QGUpV GH 0DFKDFD 6DQWLDJRGH 0DFKDFD =RQD5HVHUYDGD$\PDUD/XSDFD
$FKLUL
6DMDPD6DED\D+XDFKDFDOOD
'HVFULSFLyQ
3DUDHOHVWDEOHFLPLHQWRGHSODQHVGHUHSREODPLHQWRHQHFRVLVWHPDVRKiELWDWVQDWXUDOHVHVLPSRUWDQW
GHWHUPLQDUODGLQiPLFDGHOFRPSRUWDPLHQWRELROyJLFRGHODVHVSHFLHVGHLQWHUpV(OORVHSXHGHUHDOL]D
D WUDYpV GH OD REVHUYDFLyQ GH JUXSRV R LQGLYLGXRV HQ VXV KDELWDWV SDUD HVWDEOHFHU SDUiPHWURV G
FDUDFWHUt]DFLyQHQWUHORVTXHVHGHEHFRQVLGHUDUHOFRPSRUWDPLHQWR VRFLDOVLYLYHQHQJUXSRVFRQOD
SUHVHQFLDGH PDFKRV KHPEUDV \ FUtDV JUXSRVGHVROWHURVDQLPDOHVVRORVHWF(VWDEOHFHUORVFLFOR
UHSURGXFWLYRV OD SUROLILFLGDG GH OD HVSHFLH VX UHODFLyQ FRQ HO PHGLR TXH ORV URGHD KiELWR
DOLPHQWLFLRV\PLJUDWRULRVVLH[LVWHQ
/DUHOHYDFLyQGHHVWDLQIRUPDFLyQSHUPLWLUiHVWDEOHFHUORVOLQHDPLHQWRVSDUDGHVDUUROODUDFFLRQHVTX
SHUPLWDQHOUHSREODPLHQWRGHHVWDVHVSHFLHVHQSHOLJURGHGHVDSDULFLyQHQHFRVLVWHPDVQDWXUDOHV\SR
RWUDSDUWHDQDOL]DU ODSRVLELOLGDGSDUDUHDOL]DUXQDH[SORWDFLyQUDFLRQDOGHHVWRVUHFXUVRVFRPRIXHQWH
GH LQJUHVRV SDUD ORV SREODGRUHV ORFDOHV \ GH HVWD PDQHUD UHGXFLU HO LPSDFWR GH OD H[SORWDFLy
H[FHVLYD\GHVFRQWURODGD
2EMHWLYRV
2EMHWLYR*HQHUDO
(YDOXDU OD GLQiPLFD ELROyJLFD GH HVSHFLHV GH PDPtIHURV HQ VXV KiELWDWV QDWXUDOHV SDUD HVWDEOHFH
SODQHVGHPDQHMRRULHQWDGRVDVXUHSREODPLHQWR\DSURYHFKDPLHQWRVRVWHQLGR
2EMHWLYRV(VSHFtILFRV
(VWDEOHFHUODVFDUDFWHUtVWLFDVGHOFRPSRUWDPLHQWRGHHVWDVHVSHFLHVHQVXK
iELWDWQDWXUDO
(YDOXDU LQGLFDGRUHV GH ODGLQiPLFDELROyJLFDFLFORVUHSURGXFWLYRVWDPDxRGHODFDPDGD HQHPLJR
QDWXUDOHVUHODFLRQHVFRQRWUDVHVSHFLHV
'HVDUUROODU OD FDSDFLGDG WpFQLFDGH ORV SREODGRUHV ORFDOHV SDUDPDQWHQHU SREODFLRQHV QDWXUDOHV G
HVWDVHVSHFLHVSDUDHODSURYHFKDPLHQWRUDFLRQDOGHHVWRVUHFXUVRV
$FWLYLGDGHV
,GHQWLILFDU ORV KiELWDW QDWXUDOHV GRQGH H[LVWHQ SREODFLRQHV GH HVWDV HVSHFLHV GH PDPtIHURV HQ H
VLVWHPD7'36
5HDOL]DU OD REVHUYDFLyQ LQ VLWX SDUD HYDOXDU HO FRPSRUWDPLHQWR \ OD GLQiPLFD ELROyJLFD GH HVWDV
HVSHFLHV
6LVWHPDWL]DUODLQIRUPDFLyQ\HVWDEOHFHUSDUiPHWURVRLQGLFDGRUHVGHFRPSRUWDPLHQWR
3OD]RGHHMHFXFLyQ
DxRV
,QYHUVLyQHVWLPDGD
XV
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(YDOXDFLyQGHO FRPSRUWDPLHQWRELROyJLFR\]RRPHWUtFRGH+XDQDFRHQVLVWHPDGHFULDQ]D
HQVHPLFDXWLYHULR\FDXWLYHULRLQVLWX\H[VLWX
8ELFDFLyQ
$PELWR%ROLYLDQR
$PELWR3HUXDQR
'HSDUWDPHQWRV/D3D]2UXUR
'HSDUWDPHQWRV3XQR
3URYLQFLDV3DFDMHV-RVH0DQXHO3DQGR
3URYLQFLDV&KXFXLWR\HO&ROODR
6DMDPD(GXDUGR$YDURD/DGLVODR&DEUHUD
/RFDOLGDGHVUHSREODPLHQWRHQOD=RQD6LOYHVWUHGH
/RFDOLGDGHV &DODFRWR &DTXLDYLUL 6DQ OD =5$/LQFOXLU VX UHFXSHUDFLyQUHSREODPLHQWR\
$QGUpV GH 0DFKDFD 6DQWLDJRGH 0DFKDFD PDQHMRFRPRXQDDFWLYLGDGGHO$UHD3URWHJLGD
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6DMDPD6DED\D+XDFKDFDOOD
'HVFULSFLyQ
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FRUUHVSRQGH DO VLVWHPD7'36SRUODFD]DLQGLVFULPLQDGDGHFXDOIXHREMHWR\ODIDOWDGHXQDSROtWLFD
GHSURWHFFLyQRSRUWXQD$HVWDVLWXDFLyQVHVXPDODUHGXFFLyQGHODViUHDVGHVXKiELWDWQDWXUDO \V
GHJUDGDFLyQSRUODGHVIRUHVWDFLyQ
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(VSRUHOORTXHDWUDYpVGHODHYDOXDFLyQGHVXFRPSRUWDPLHQWRVHSXHGHQLQYH
VWLJDUVLVWHPDVGHFUtD
HQ FDXWLYHULR \VHPLFDXWLYHULR TXH SHUPLWDQ UHSREODU ORVHFRVLVWHPDVSRWHQFLDOHVFRQFDUDFWHUtVWLFD
DGHFXDGDV FRPRVRQODVTXHFRUUHVSRQGHQDODSXQD\HODOWRDQGLQR<SRURWUDHVWDEOHFHUPpWRGR
GH PDQHMR TXH SHUPLWDQ OD H[SORWDFLyQ UDFLRQDO \ FRQWURODGD GH HVWH UHFXUVR TXH EHQHILFLH
GLUHFWDPHQWHDORVSREODGRUHVORFDOHVFRPRXQDDOWHUQDWLYDSDUDLQFUHPHQWDUVXVLQJUHVRVHFRQyPLFR
VLQSRQHUHQULHVJRODELRGLYHUVLGDG
2EMHWLYRV
2EMHWLYR*HQHUDO
(YDOXDU HO FRPSRUWDPLHQWR GHO +XDQDFR EDMR VLVWHPDV GH FUtD HQ VLVWHPDV GH FDXWLYHULR \
VHPLFDXWLYHULR SDUD GHVDUUROODU SODQHV GH PDQHMR RULHQWDGRV D VX UHSREODPLHQWR \ XWLOL]DFLy
VRVWHQLEOH
2EMHWLYRV(VSHFtILFRV
(VWDEOHFHUFHQWURVGHFUtDGHPRVWUDWLYRV
(YDOXDUHOFRPSRUWDPLHQWRELROyJLFRGHHVWDHVSHFLHHQFRQGLFLRQHVFRQWURODGDV
(YDOXDUODVFDUDFWHUtVWLFDV]RRPpWULFDVGHODHVSHFLH
2ULHQWDU D ORV SREODGRUHV ORFDOHV SDUD OOHYDU DGHODQWH SURFHVRV GH PDQHMR FRQWURODGR \
DSURYHFKDPLHQWRGHHVWHUHFXUVR
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UHSURGXFFLyQ GHHVWDHVSHFLHHQHOVLVWHPD7'36HQORFDOLGDGHVHQHOVHFWRUEROLYLDQR\HQH
VHFWRUSHUXDQR
(YDOXDULQVLWXHOFRPSRUWDPLHQWRGHODHVSHFLHHQFRQGLFLRQHVFRQWURODGDV
'HWHUPLQDUODVFDUDFWHUtVWLFDV]RRPpWULFDVGHODHVSHFLH
(VWDEOHFLPLHQWR\PRQLWRUHRSDUWLFLSDWLYRGHORVFHQWURVGHFUtDGHPRVWUDWLYRV
3OD]RGHHMHFXFLyQ
DxRV
,QYHUVLyQHVWLPDGD
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VHPLFDXWLYHULR\FDXWLYHULR
8ELFDFLyQ
$PELWR%ROLYLDQR
$PELWR3HUXDQR
'HSDUWDPHQWRV/D3D]2UXUR
'HSDUWDPHQWRV 3XQR
3URYLQFLDV3DFDMHV-RVH0DQXHO3DQGR
3URYLQFLDV&KXFXLWR(O&ROODR&DUDED\D
6DMDPD(GXDUGR$YDURD/DGLVODR&DEUHUD
/RFDOLGDGHV .HOOX\R =HSLWD 6DQWD 5RVD
/RFDOLGDGHV &DODFRWR &DTXLDYLUL 6DQ &RQGRULUL FUXFHUR &DSDVR 0DFXVDQL &UXFHUR
$QGUpV GH 0DFKDFD 6DQWLDJRGH 0DFKDFD =RQD5HVHUYDGD$\PDUD/XSDFD
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SREODFLRQDOHV FRPRUHVXOWDGR GH OD SUHVLyQDQWUySLFD HMHUFLGD SRU ORVSREODGRUHVORFDOHV \
RWUDV SHUVRQDV LQWHUHVDGDV HQ EHQHILFLDUVH GH VX FDUQH \ FXHURV $GHPiV TXH VXV KiELWDWV
QDWXUDOHV KDQ VXIULGR XQD SDXODWLQDUHGXFFLyQ GH VXV iUHDV \ VH KDQ YLVWR DIHFWDGDV SRU HO
GHWHULRUR DPELHQWDO SURGXFWR GH OD DFWLYLGDG XUEDQD DJURSHFXDULD IRUHVWDO \ RWUDV
DFWLYLGDGHVFRQWDPLQDQWHV\GHJUDGDQWHVGHOVXHOR\DJXD\YHJHWDFLyQSULQFLSDOPHQWH
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7DUXND +LSSRDPHOXV DQWLVHQVLV SDUD VX FUtD \ UHSURGXFFLyQ HQ VLVWHPDV GH FDXWLYHULR \
VHPLFDWLYHULR'HIRUPDTXHVHSXHGDQHVWDEOHFHUUHVXOWDGRVGHPRVWUDWLYRVTXHSHUPLWDQFRQILUP
DUOD
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FRPRSDUWHGHXQDHVWUDWHJLDGHGHVDUUROORVRVWHQLEOH
2EMHWLYRV
2EMHWLYR*HQHUDO
(YDOXDU HO FRPSRUWDPLHQWR \ UHDOL]DU OD FDUDFWHUL]DFLyQ ]RRPpWULFD GH OD 7DUXND HQ VLVWHPDV GH
FDXWLYHULR\VHPLFDXWLYHULR
2EMHWLYRV(VSHFtILFRV
(VWDEOHFHUFHQWURVGHFUtDGHPRVWUDWLYRV
(YDOXDUHOFRPSRUWDPLHQWRELROyJLFRGHHVWDHVSHFLHHQFRQGLFLRQHVFRQWURODGDV
(YDOXDUODVFDUDFWHUtVWLFDV]RRPpWULFDVGHODHVSHFLH
2ULHQWDU D ORV SREODGRUHV ORFDOHV SDUD OOHYDU DGHODQWH SURFHVRV GH PDQHMR FRQWURODGR \
DSURYHFKDPLHQWRGHHVWHUHFXUVR
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F \
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VHFWRUSHUXDQR
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'HWHUPLQDUODVFDUDFWHUtVWLFDV]RRPpWULFDVGHODHVSHFLH
(VWDEOHFLPLHQWR\PRQLWRUHRSDUWLFLSDWLYRGHORVFHQWURVGHFUtDGHPRVWUDWLYRV
3OD]RGHHMHFXFLyQ
DxRV
,QYHUVLyQHVWLPDGD
XV
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HQVHPLFDXWLYHULR\FDXWLYHULR
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