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336.3 R-14 Report on Design and Construction of Drilled Piers

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Report on Design and
Construction of Drilled
Piers
ACI 336.3R-14
Reported by ACI Committee 336
Copyright American Concrete Institute
Provided by IHS under license with ACI
No reproduction or networking permitted without license from IHS
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First Printing
August 2014
ISBN: 978-0-87031-914-3
Report on Design and Construction of Drilled Piers
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ACI 336.3R-14
Report on Design and Construction of Drilled Piers
Reported by ACI Committee 336
William H. Oliver Jr., Chair
Clyde N. Baker Jr.
William D. Brant
Diane M. Campione
Joseph P. Colaco
Conrad W. Felice
Bernard H. Hertlein, Secretary
Rudolph P. Frizzi
Shraddhakar Harsh
Matthew Johnson
John W. Johnston
Johnny H. Kwok
Hugh S. Lacy
Adam C. Ramme
Satish K. Sachdev
Rodrigo Salgado
Harold R. Sandberg
Consulting members
Ronald W. Harris
John F. Seidensticker
CHAPTER 3—GENERAL CONSIDERATIONS, p. 3
3.1—General, p. 3
3.2—The structural and geotechnical teams, p. 3
3.3—Factors to consider, p. 4
3.4—Pier types, p. 4
3.5—Geotechnical considerations, p. 5
This report covers design and construction of 30 in. (760 mm)
diameter or larger foundation piers constructed by excavation of
a hole in a subgrade that is later filled with concrete. The 30 in.
(760 mm) diameter boundary is an arbitrary size; smaller-diameter
drilled piers can be designed and installed in accordance with ACI
543R. Although determination of overall pier size and concrete
section design are two basic drilled pier design procedures,
emphasis is focused on the determination of overall pier size, which
is affected by the interaction between subgrade and pier. Because
pier capacity is significantly affected by construction means and
methods, the licensed design professional should understand these
limitations. Construction methods described include excavation,
casing, reinforcing steel installation, and concrete placement.
Acceptance criteria and recommended procedures for construction, engineering, and evaluation are presented.
CHAPTER 4—DESIGN, p. 7
4.1—Loads, p. 7
4.2—Loading conditions, p. 8
4.3—Vertically loaded piers, p. 9
4.4—Laterally loaded piers, p. 9
4.5—Piers socketed in rock, p. 15
4.6—Strength design of piers, p. 16
4.7—Pier configuration, p. 16
Keywords: bearing capacity; caisson; casing; excavation; foundation;
geotechnical engineering; lateral pressure; lining; slurry; tremie.
CHAPTER 5—CONSTRUCTION MEANS AND
METHODS, p. 17
5.1—Excavation and casing, p. 17
5.2—Placing reinforcement, p. 18
5.3—Dewatering, concreting, and removal of casing, p.
18
5.4—Slurry displacement method, p. 19
5.5—Safety, p. 21
CONTENTS
CHAPTER 1—INTRODUCTION AND SCOPE, p. 2
1.1—Introduction, p. 2
1.2—Scope, p. 2
CHAPTER 2—NOTATION AND DEFINITIONS, p. 2
2.1—Notation, p. 2
2.2—Definitions, p. 2
CHAPTER 6—CONSTRUCTION ENGINEERING
AND TESTING, p. 22
6.1—Scope, p. 22
6.2—Geotechnical field representative, p. 22
6.3—Preconstruction activities, p. 22
6.4—Construction geotechnical engineering procedures,
p. 23
6.5—Concrete placement, p. 25
ACI Committee Reports, Guides, and Commentaries are
intended for guidance in planning, designing, executing, and
inspecting construction. This document is intended for the use
of individuals who are competent to evaluate the significance
and limitations of its content and recommendations and who
will accept responsibility for the application of the material it
contains. The American Concrete Institute disclaims any and
all responsibility for the stated principles. The Institute shall
not be liable for any loss or damage arising therefrom.
Reference to this document shall not be made in contract
documents. If items found in this document are desired by
the Architect/Engineer to be a part of the contract documents,
they shall be restated in mandatory language for incorporation
by the Architect/Engineer.
ACI 336.3R-14 supersedes ACI 336.3R-93 and was adopted and published August
2014.
Copyright © 2014, American Concrete Institute.
All rights reserved including rights of reproduction and use in any form or by any
means, including the making of copies by any photo process, or by electronic or
mechanical device, printed, written, or oral, or recording for sound or visual reproduction or for use in any knowledge or retrieval system or device, unless permission in
writing is obtained from the copyright proprietors.
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Edward J. Ulrich
1
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
6.6—Post-construction assessment, p. 27
6.7—Reports, p. 27
6.8—Criteria for acceptance, p. 27
6.9—Corrective measures, p. 28
CHAPTER 7—REFERENCES, p. 28
Authored documents, p. 28
CHAPTER 1—INTRODUCTION AND SCOPE
1.1—Introduction
This report addresses design and construction of drilled
pier foundations constructed by digging, drilling, or otherwise excavating a hole in the subgrade that is subsequently
filled with plain or reinforced concrete. Although structural
design and construction of drilled pier foundations are the
primary objectives of this report, relevant aspects of geotechnical engineering are also discussed, as variations in subgrade
properties have a critical influence on design, construction,
and subsequent performance. Successful drilled pier design,
construction, and performance requires reliable data on the
applied loads and supporting subgrade. Because construction limitations often govern design, combined cooperation
among the geotechnical engineer, structural engineer, and
drilled pier contractor are essential.
1.2—Scope
This report is generally limited to piers of 30 in. (760
mm) or larger diameter, made by open or slurry stabilized
construction methods. A 30 in. (760 mm) diameter boundary
is an arbitrary size. Although smaller-diameter drilled piers
have been designed and installed in accordance with this
report, it is difficult to detect sidewall collapse. Refer to ACI
543R for concrete piles having diameters smaller than 30 in.
(760 mm), piles installed by the use of hollow stem augers,
or other pile types. Also beyond the scope of this report are
rectangular columns on spread footings in deep excavations and foundations constructed without excavations by
methods such as mortar intrusion or mixed-in-place.
Piers installed by tapping or ramming concrete or aggregate into an excavated shaft are beyond the scope of this
report. Engineers and contractors have used the terms “caissons,” “foundation piers,” “bored piles,” “drilled shafts,”
and “drilled piers” interchangeably. The term “drilled pier”
is used in this report. A drilled pier with an enlarged base can
be called a belled caisson, belled pier, or drilled and underreamed footing. Drilled pier foundations excavated and
concreted with water or slurry in the hole have been called
slurry shafts, piers installed by wet-hole methods, or piers
installed by slurry displacement methods.
CHAPTER 2—NOTATION AND DEFINITIONS
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2.1—Notation
Ab = pier base area, in.2 (mm2)
Ap = pier shaft surface area, in.2 (mm2)
D = dead load, lb (N)
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Dg =
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Ec
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FS
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dead loads from the supported structure and weight
of the pier (gross weight of the pier), lb (N)
diameter of pier, in. (mm)
earthquake load, lb (N)
modulus of elasticity, psi (MPa)
vertical load, lb (N)
allowable strength design safety factor
allowable strength design safety factor for bearing
resistance
allowable strength design safety factor for side
resistance
average side resistance, ton/ft2 (kPa)
unit load transfer from shaft to ground at depth z,
ton/ft2 (kPa)
horizontal shear at ground surface, lb (N)
moment of inertia, in.4 (mm4)
modulus of horizontal soil beam reaction, psi
(MPa)
live load, lb (N)
moment at ground surface, usually applied to pier
by superstructure, in.-lb (N-mm)
number of blows in a standard penetration test
anchorage resistance, lb (N)
ultimate end bearing acting at the base, lb (N)
uplift force, lb (N)
subgrade resistance per unit length along the pier,
lb/in. (N/mm)
lateral load deflection curve at an element of pier,
lb/in., in. (N/mm, mm)
ultimate axial capacity, tons (kN)
unit end-bearing pressure, ton/ft2 (kPa)
force from side friction, lb (N)
positive side resistance, lb (N)
positive side resistance, acting upward on the pier;
normally caused by downward movement of the
pier relative to surrounding soil, lb (N)
relative stiffness factor
wind load, lb (N)
movement of the pier at depth z, in. (mm)
unit deflection corresponding to fz, in. (mm)
lateral deflection of pier, in. (mm)
2.2—Definitions
ACI provides a comprehensive list of definitions through
an online resource, “ACI Concrete Terminology,” http://
concrete.org/Tools/ConcreteTerminology.aspx. Definitions
provided here complement that source.
bearing-type pier—a pier that receives its principal vertical
capacity from a subgrade layer at the bottom of the pier.
bell—an enlargement at the pier bottom to spread the load
over a larger area, or to engage additional subgrade mass for
uplift loading conditions; also called under-ream.
cap—an upper pier termination, usually placed separately, to correct deviations from desired location, facilitate
anchor bolt or dowel setting within acceptable tolerances, or
combine two or more piers into a unit supporting a column.
casing—a protective temporary or permanent steel tube,
usually cylindrical in shape, lowered into the excavated hole
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
Copyright American Concrete Institute
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side resistance—subgrade friction or adhesion developed
along the side surface of the pier. This resistance may resist
force in either the positive or the negative vertical direction
(uplift or compression).
slurry—drilling fluid that consists of water or water
mixed with one or more of various fine solids or polymers
that is primarily used to help prevent sloughing, collapse, or
a borehole or drilled pier excavation, or both.
slurry displacement method—method of drilling and
concreting, where drilling fluid is used to maintain the
stability of the uncased drilled pier hold, to allow acceptable
concrete placement, or both, when water seepage in a drilled
pier hold is too severe to permit concreting in the dry.
socket—portion of pier within the bearing stratum.
underream—see bell.
wet method—construction procedure used when a pier
extends through a caving stratum; typically includes inserting
a casing past unstable subgrade layer then cleaning out the
casing; the pier may continue to advance by drilling dry.
CHAPTER 3—GENERAL CONSIDERATIONS
3.1—General
The drilled pier’s function is twofold: 1) to transfer axial
loads, lateral loads, torsion loads, and bending moments to
the surrounding subgrade; and 2) to support the subgrade
surrounding. To perform these functions, the pier interacts
with the subgrade around and below it, as well as with the
superstructure above. The pier’s relationship to the subgrade
is one of the most important variables in pier design. The
subgrade can act as both the driving force, such as in earth
pressure in a failing slope, and as resistance. In the absence
of a theory that can encompass all the factors involved,
simplifying assumptions should be made. However, subtle
aspects of construction often govern the design.
3.2—The structural and geotechnical teams
Drilled pier design is the joint responsibility of the structural and geotechnical engineers. Many variables are considered in successful drilled pier design, including the interdependence of the structure and soil interaction, structural
materials, and construction means and methods. A structural
and geotechnical engineering team approach provides a
more rational design than an independent one. The structure,
drilled pier, and subgrade stiffness can induce composite
system loading variations relative to the loads calculated
on the assumption that all drilled piers are sized for the
same subgrade-bearing pressure and assumed settlement.
A reasonable approximation of the state of compatibility
can greatly improve design, and allow concrete and reinforcement to be placed where they will function efficiently.
Achieving this goal usually requires an iterative design
process with an examination after each step to decide the
required adjustments necessary to accomplish compatibility
at the next stage of the process. The proposed approach will
lead to a rational understanding of the design requirements
and reduced risk of unacceptable performance.
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to protect personnel from sidewall collapse or cave-in, or to
exclude soil, water, or both from the excavation.
combination bearing- and side-resistance pier—a pier
that receives its vertical capacity from bearing at the bottom
and resistance developed along the shaft sides.
construction geotechnical engineer—a geotechnical engineer with experience in drilled pier construction who is designated by the owner to carry out the responsibilities defined in
this report; also known as a soils engineer, soils and foundation engineer, or earthwork and foundation engineer.
construction geotechnical engineering—the interpretation and assessment of drilled pier construction observations, equipment and materials used therein, and the field
testing and results necessary to permit the construction
geotechnical engineer to render a professional opinion as
to conformance with the contract documents and foundation design. Construction geotechnical engineering does not
include drilled pier contractor direction or supervision.
drilled pier—concrete cast-in-place foundation element
with or without casing that may have an enlarged bearing
area and that extends downward through weaker soils, water,
or both, to a subgrade stratum capable of supporting the
loads imposed on or within it.
flexible pier—a pier with a length-to-diameter ratio that
will allow flexural deformations from lateral loads; the theoretical point of fixity is within the pier shaft.
geotechnical engineer—an engineer with experience in
geotechnical investigations for, and the design of, drilled
piers who is designated by the owner to prepare the design
geotechnical report and work with the structural engineer on
the drilled pier design.
head—top of pier.
Kelly bar—drill stem used to advance pier excavation
tools.
obstruction—underground material that prevents a drill
rig from advancing the pier excavation to the desired final
bearing level; may be concrete, concrete pipe, rubble, wood,
or a boulder that is not part of the parent bedrock.
pig—a disposable device inserted into a tremie or pump
pipe to separate the concrete from the pier excavation fluid
inside the pipe. Also called rabbit, rabbit plug.
project specifications—the specifications stipulated by
contract for a project that should employ ACI 336.1 by reference and that serve as the instrument for defining the mandatory and optional selections available under the specification.
rigid pier—a pier with a small depth-to-diameter ratio
that will have negligible flexural deformations under lateral
load. Lateral movements will be rotational type involving
the entire length of the pier.
rock—a naturally formed mineral formation underlying
the site including intact rock and partially weathered and
weathered rock that should be defined by the geotechnical
engineer for each project.
rock socketed pier—a pier that derives its capacity from
both side resistance and end bearing within rock for some
portion of its length.
shaft—portion of drilled pier above bearing surface exclusive of the base or bell, if any.
3
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
3.2.1 Continuity from design through construction—The
importance of design continuity through construction by the
structural and geotechnical engineers is emphasized because
the design’s success relies on the underground conditions
along with construction means and methods. The geotechnical engineer should have a thorough understanding of the
limitations of construction means and methods and their
influence on design, and should provide the construction
geotechnical engineering with assistance during assessment
of the as-installed pier compatibility with design requirements (Ulrich 2007).
The experience of geotechnical engineers varies; one
geotechnical engineer might assess observed field conditions differently than another who performed the design. It
is not unusual for them to report differing evaluations for
design soil resistance and loading conditions taken from the
same site using similar tests.
The presence of the construction geotechnical engineer should be required during pier installation (Ulrich
and Ehlers 1995; Ulrich 2007). The geotechnical engineer should develop the specifications, which should
clearly define requirements for testing agency services and
construction engineering because the construction geotechnical engineer will form the opinion on each pier’s acceptability. The geotechnical engineer may collaborate with the
structural engineer as needed to complete the specification
for installation. Because field decisions and interpretations
of contractor conformance with the design specification
can affect design, the geotechnical engineer or construction
geotechnical engineer could assume responsibility for both.
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3.3—Factors to consider
Computational results and expected behavior should be
evaluated based on 3.3.1 through 3.3.5.
3.3.1 Subsurface conditions—Soil stratification; ground
water conditions; and the depth, thickness, and nature of
the subgrade constituting the bearing stratum influence
the choice of construction method and drilled pier design.
Specifically, design-bearing pressure and side shear determine the required pier bottom area and socket length in
the bearing stratum. The geotechnical engineer selects the
design-bearing pressure and side shear based on soil and
rock samples, tests, analysis, judgment, and experience,
based on load character, tolerated settlements, and construction methods. Material properties above and in the bearing
stratum vicinity and disturbance from construction activity
determine the feasibility of constructing a socket or bell
without slurry. Soil permeability, groundwater conditions,
and soil gradation are factors that determine whether casing,
slurry, or dewatering is required. These parameters also
dictate the concrete placement method, and may influence
ground loss considerations. Shear strength and deformation,
including shrink and swell characteristics of the subgrade
material penetrated by the shaft, determine whether side
resistance in these materials should be a design consideration. Side resistance could act to resist superstructure loads
or a major applied downward drag in consolidating subgrade
or uplift load in swelling subgrade on the shaft.
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The location and characteristics of rock on the site can
have a significant impact, particularly on construction cost
and duration. The geotechnical engineer should define rock
for each project. Sedimentary, metamorphic, and igneous
rock have highly varying capacity, and high-capacity piers
may require special investigations of the rock character,
sometimes below each pier. The use of drilled piers bearing
in limestone susceptible to solution activity requires caution
due to the risk of voids or other discontinuities.
3.3.2 Site conditions—Available construction area, site
access, headroom, and existing facilities requiring protection against settlement, ground loss, noise, or contamination,
influence the construction method and design. The choice
of design and construction methods used for new piers may
lead to subsidence, which can be caused, for example, by
uncontrolled excavation or by removing fine-grained materials from the surrounding soil through water flow from
dewatering or consolidation. These effects on adjacent and
new structures should be design considerations.
3.3.3 Construction geotechnical engineering and quality
control—Perform geotechnical engineering to confirm the
validity of simplifying design assumptions and to assess
compatibility of construction means and methods with design
requirements. Scope and method of observation, obtainable
tolerances, and quality control influence the degree to which
the design can reasonably be refined.
Drilled pier design and installation are multiphase tasks
where proper quality control and assurance in construction
are vital. Without them, the probability of a successful foundation is reduced. Even the highest quality structural element
can have its capacity as a load-carrying member significantly
reduced from improper installation details and relationship
between the installed pier to the surrounding subgrade.
3.3.4 Constraints—Available construction expertise
and equipment, available materials, and building code
requirements, including construction limitations, influence
construction and design.
3.3.5 Design considerations—The licensed design
professional should compute vertical and lateral loads and
moments imposed on the pier. Length and section properties
of the pier, distribution of load on end bearing, lateral resistance, and side resistance are determined based on loads and
subsurface conditions. The subgrade may be part or all of
the driving force, particularly in situations involving slopes
or retaining walls.
The pier stiffness EcI surrounding subgrade response
and their interaction are important in the analyses of laterally loaded piers. Subgrade response is the least predictable
variable. Pier deflection is often the limiting factor in determining acceptable performance in response to lateral loads
and moments.
3.4—Pier types
Piers can be divided into types according to the manner in
which axial loads are transferred to the subgrade and the pier
response to lateral load. The assignment of a given pier to a
certain type can depend on the:
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
a) Soil and rock qualities around the shaft and at the pier
base;
b) Character of the contact surface between pier and
subgrade;
c) Relative stiffness factor;
d) Embedded length of pier.
3.4.1 Axially loaded piers—With respect to axial load
capacity, there are three types of piers (3.4.1.1 through
3.4.1.3).
3.4.1.1 Bearing-type pier—A straight-sided or belled pier,
drilled through weaker soils and terminating on subgrade of
satisfactory bearing capacity, is considered a bearing-type
pier if it is designed to achieve its capacity from that stratum.
The bearing area can be increased by a bell at the shaft
bottom. However, the soils in which the bell is constructed
should have sufficient cohesion to permit the excavation to
stay open until the concrete is placed. In caving soils, bells
are normally not used because the bell may require grouting
or installation by the slurry displacement method, which
involves increased risks for construction defects. Alternatively, the pier may be enlarged to eliminate the need for
the bell, or extended into a material in which a bell is more
easily excavated.
3.4.1.2 Combination bearing- and side resistance-type
pier (Fig. 3.4.1.2)—A pier extended (socketed) into a
bearing stratum in such a manner that part of the axial load
is transferred to the sides of the shaft and the rest of the load
is carried in end bearing.
3.4.1.3 Side resistance-type pier (Fig. 3.4.1.3)—A pier
built into a bearing stratum in such a manner that the load is
carried by side resistance.
3.4.2 Laterally loaded piers—Based on response to lateral
load, there are two pier types (3.4.2.1 and 3.4.2.2).
3.4.2.1 Rigid pier (Fig. 3.4.2.1)—A pier so short and stiff
in relation to the surrounding soil that lateral deflection
is primarily due to the pier’s rotation about a point along
its length, its horizontal translation, or both. A rigid pier’s
rotational resistance is governed in part by the load deformation characteristics of the soil adjacent to and under the
embedded portion of the pier, and by the restraint, if any,
provided by the structure above. Piers shorter than approximately 10 diameters behave as rigid piers.
3.4.2.2 Flexible pier (Fig. 3.4.2.2)—A pier of sufficient length and with flexural rigidity (EcI) relative to the
surrounding soil such that lateral deflections are primarily
due to flexure. Piers longer than 10 diameters typically
behave as flexible piers. The depth below which the pier is
considered fixed will vary depending on underground conditions, loading, and pier properties. Further discussion of
flexible behavior is found in ACI 543R.
3.5—Geotechnical considerations
The geotechnical engineer should determine the scope of
investigation needed for pier design, and should:
a) Have adequate knowledge of the underground site
conditions, selecting a foundation system that resists
imposed loads and is compatible to design, and is economical and constructible;
5
Fig. 3.4.1.2—Combination bearing-type and side resistance-type pier.
b) Perform subsurface exploration that is thorough, and
that has enough samples and data to establish that the soil,
rock properties, or both are within the zones of interest;
c) During investigation, consider the influence of geologic
features on foundation design and performance;
d) Consider and evaluate as needed: collapsing soils,
random variation in fill character, shrinkage and swelling
conditions, slope stability, soil liquefaction potential, rock
cavities or other voids, potential rock collapse, progressive
limestone solution, and weathering profiles.
The scope of the investigation should include the following
(3.5.1 through 3.5.9).
3.5.1 Exploration—The geotechnical engineer should
determine the type of exploration appropriate for the
project needs including soil borings, depth and type of
rock coring, cone penetrometer tests, dilatometer tests
(DMTs), surface seismic profiling, and cross-hole seismic
exploration. A sufficient number of explorations should be
made to establish with reasonable certainty the subsurface
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6
Fig. 3.4.1.3—Side resistance-type pier.
Fig. 3.4.2.2—Flexible-type pier (Davisson 1969).
Fig. 3.4.2.1—Rigid-type pier (Davisson 1969) with notation
altered.
stratification (profile) and water table location. Where the
piers are to terminate in rock, exploration should include a
bedrock surface profile and character. The structure type and
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geologic and geomorphic conditions will govern the exploration program. Exploration of foundations for a structure
that will rest on igneous rock that is known to be boulderand joint-free will vary significantly from exploration of the
same structure that will rest on limestone with severe cavi-
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ties and solution activity, even when the intact rock strength
at both sites is similar.
3.5.2 Depth of explorations—Exploration depth should
reach settlement of the bearing stratum below the pier.
Where practical, at least one boring should extend into
bedrock regardless of how far below it is to the anticipated
bearing level of the piers.
3.5.3 Water table and dewatering—If water is encountered within the zone of pier penetration, the site exploration should identify the water table elevation(s), potential for
fluctuations, permeability, and gradient across the site.
3.5.4 Piers to bedrock level—If piers are to be founded
on rock or socketed into bedrock, probes or cores should
be extended into the bedrock to a depth of at least twice the
diameter of the bearing area below the base level, but not
less than 10 ft (3 m). This depth is necessary to determine rock
strength and condition, and the potential for suspended boulders above bedrock. The minimum size cores preferred are
NX size when pier capacity is high and the rock quality is critical to establishing maximum pier capacity (ASTM D2113).
3.5.5 Boulders and obstructions—Geotechnical investigations should pay particular attention to identifying potential
obstructions and boulders because drilled piers are not often
easily relocated and the presence of unexpected obstructions
to drilling could increase the cost, time, or both to construct
drilled piers. This is one of the more common causes of
contractor claims.
Suggested subsurface investigation procedures include:
a) If high standard penetration test (SPT) values are observed
and cobbles are suspected, use a larger sampling spoon;
b) If boring refusal is encountered, do not terminate and
relocate the boring but, instead, core through the obstruction
and determine its size and character;
c) Extend borings several feet (meters) below design
penetration of the piers and do not terminate borings upon
refusal at expected rock level. Instead, core into bedrock to
determine if it is a disconnected boulder;
d) If obstructions are encountered at a site, add more
borings at pier locations;
e) Shallow obstructions should be explored by test pits
to uncover old foundations, abandoned and active utilities,
and foundations of abutting buildings including left-in-place
sheeting that may extend beyond their property line and
obstruct the drilled piers.
Multiple test pier installations may be needed to finalize
the foundation design. Specifications should be sufficiently
flexible to allow design modifications during construction.
3.5.6 Subgrade strength—In cohesive soil, obtain the
unit weight and strength parameters from sufficient samples
taken at different depths to determine depth trends; individual samples may be erratic. In cohesionless soils, it is
common practice to estimate the soil’s relative density to
determine the allowable soil pressure based on SPT, cone
penetration test (CPT), DMT, or pressure meter test (PMT).
Where lateral load behavior of drilled piers is important,
special attention should be given to the determination of
subgrade properties within 10 pier diameters of the surface.
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7
3.5.7 Axial load tests—For large projects or in cases of
inadequate experience with subsurface conditions, load
tests should be performed. Given the potential variability
of capacity prediction methods, load tests remain the best
method of optimizing pier design capacity.
Load test reactions are provided by belled or socketed
piers designed for tension and positioned around the drilled
pier being compression tested. The reaction piers transfer
load through a reaction frame and jacks positioned above
the test pier (ASTM D1143).
Heavily loaded drilled piers are often tested using other
methods. One such method, developed by Osterberg (1989),
consists of installing an embedded instrumented loading
jack capable of applying a load in excess of the pier’s
maximum design load within a full-scale test pier. Both
end bearing and side resistance are tested. The maximum
test load is defined by failure in either side resistance or
end bearing. If maximum side resistance is exceeded, the
test can be extended further conventionally with a surface
reaction frame and dead weights or anchor piers to permit
applying higher end-bearing load. Another common test
method accelerates an independent reaction mass upward
using pressure contained in a chamber. The resulting reaction is applied to the pier (ASTM D7383). Load tests may
also be performed on small-diameter, instrumented, drilled
piers; however, care should be exercised in extrapolating the
results to larger-diameter piers.
Where water inflow is not a problem, it is also possible
to drill a full-sized pier and perform a plate load test at the
pier base level to establish bearing capacity. Although such
testing is uncommon, it has the advantage of allowing visual
observation of the subsurface conditions before testing.
3.5.8 Lateral response load tests—Lateral load testing
has become common, particularly where earthquake or wind
loading is important. Often performed by placing a jacking
frame between two drilled piers and jacking them apart, it
measures the relative and absolute movement of each pier.
If drilled piers are to be installed from a level above a basement subgrade, it is often important to perform the lateral
load test after excavating to subgrade. This becomes an issue
when the subgrade is below the groundwater table and the
lateral load test requires completion before production pier
installation begins.
3.5.9 Design geotechnical report—The design geotechnical report, written by the geotechnical engineer in nonmandatory language to guide foundation design and construction,
may be included with the contract documents for information
only. The design geotechnical report is distinguished from a
geotechnical data report in that it provides design parameters
and recommendations on construction methods. Wholesale
inclusion of reports into specifications is not advisable. They
should instead be listed as a reference document and used to
prepare plans and specifications.
CHAPTER 4—DESIGN
4.1—Loads
Pier design consists of two steps:
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
(1) Determination of pier dimensions;
(2) Design of the concrete pier element and any necessary
reinforcement.
In Step (1), which involves interaction between the
subgrade and pier, all loads are traditionally service loads
and all subgrade stresses are at allowable values. The applied
service loads do not include load factors. If load and resistance factor design (LRFD) methods are used, factored loads
are compared with soil resistances that have been reduced
to account for their variability and uncertainty. Great care
should be taken that soil resistances are calibrated. In either
approach, it is critical that the stresses in the subgrade and
the predicted deflections are compatible with the principles
of soil mechanics.
In Step (2), the pier is structurally designed by the strength
design method as adjusted in this report, although some
prefer to use the alternate design method (4.6). The alternate
design method employs the use of service loads in the structural design. Pier-subgrade capacity compatibility is not part
of the analysis. Normally, service loads are used to calculate
the resulting moments, shears, and axial forces, which are
multiplied by the appropriate load factors for the various
cases of loading for structural design of the pier. If factored
loads are applied to the pier, the soil pressures required to
maintain equilibrium with these factored loads are used to
obtain the moments, shears, and axial forces necessary for
strength design of the concrete pier (4.6). Where moments or
eccentric loading conditions are involved, the soil pressures
required to resist factored loadings could have distributions
different from those found for the service load conditions.
The soil pressures used for evaluation of the geotechnical
capacity should be compatible with the principles of soil
mechanics.
4.1.1 Axial loads—Axial loads may consist of the axial
components of D, Dg, LL, W, E, Sp1, Sn, Pq, Pup, and Pan.
4.1.2 Lateral loads and moments—Lateral loads may be
caused by unbalanced subgrade pressures, thermal movement of the superstructure, wind, wave, ice, impact, or
earthquake-generated forces. Moments may be caused by
axial loads applied with eccentricity, by lateral loads, and
may be induced by the superstructure through connections
to the pier. Moments or lateral loads may also be applied by
the subgrade directly or indirectly.
4.2—Loading conditions
Pier forces are determined from whichever combination
of loading produces the greater value for the item under
investigation.
4.2.1 Axial loads—Maximum and minimum loading
conditions should be investigated for pertinent stages of
construction and for the completed structure. Load factors
should be incorporated in loading equations as indicated in
the applicable code.
4.2.1.1 Maximum loading—Excess weight of the pier
foundation over the weight of the excavated soil, negative
side resistance or downdrag, loads applied due to swelling
soils, and long-term redistribution effects on side resistance
should be considered. For example, an initial upward acting
side resistance may lessen, disappear, or reverse with time to
act as downdrag.
a) Dead load, live load, side resistance, and uplift, if
consistently present:
When positive, upward acting side resistance is present:
(D + L + Pup) < (Pq/FS1 + Sp1/FS2)
(4.2.1.1a)
If negative side resistance is present:
(D + L + Pup) < ((Pq + Sp1)/FS – Sn)
(4.2.1.1b)
Equation (4.2.1.1a) or (4.2.1.1b), whichever applies to the
condition investigated, should always be satisfied.
b) Dead load, live load, side resistance, uplift and wind
or earthquake:
If positive side resistance is present:
(D + 0.75(L + (W or E) – Pup)) < (Pq/FS1 + Sp1/FS2)
(4.2.1.1c)
If negative side resistance is present:
(0.6D + (L + (W or E) – Pup)) < ((Pq + Sp1)/FS – Sn)
(4.2.1.1d)
Often, a factor of 1.33 may be applied to the resistance
under short-term loading, but this factor may range from
1.0 to greater than 1.33, depending on the confidence in the
resistance and the factor of safety adopted. Some codes may
not permit factors greater than 1.0. In Eq. (4.2.1.1c) and
(4.2.1.1d), W or E should be entered at its maximum downward acting value. Side friction resistance and end bearing
develop at different displacements and are dependent on
subgrade properties.
In Eq. (4.2.1.1d), only the value of W that exceeds Sn
should be used because at the point of bearing capacity
failure, wind load and downward friction cannot be additive. Side resistance is often developed at low displacements of 0.1 to 0.4 in. (3 to 10 mm) whereas tip resistance
is developed at large displacements (2 to 5 percent of pier
diameter in cohesive soils and elastic parts of the resistance in granular soils) (O’Neill and Reese 1999). Factors
of safety should be applied separately to these resistances
when considering relative displacement. The value of Sn in
Eq. (4.2.1.1d) is sometimes reduced or reversed due to pile
strain from applied temporary vertical loading (Terzaghi et
al. 1996). A more complete discussion of negative side friction is found in Davisson (1993).
In Eq. (4.2.1.1a) through (4.2.1.1d), uplift Pup should be
entered at its lowest permanent value only.
4.2.1.2 Minimum loading—In Eq. (4.2.1.2a) through
(4.2.1.2c), uplift Pup is entered at its maximum value. If
(Pup + (W or E)) < Dg
(4.2.1.2a)
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
no further investigation is needed. Otherwise, Eq. (4.2.1.2b)
and (4.2.1.2c) should be satisfied.
(Pup – 0.9Dg) < Sn = (Pan/FS2)
Pup – 0.9Dg + 1.25W) < (Sn + Pan/FS2)
(4.2.1.2c)
4.3—Vertically loaded piers
4.3.1 Capacity from subgrade—The total ultimate axial
capacity may be a combination of end bearing and side friction.
The theoretical ultimate capacity is expressed in Eq. (4.3.1a)
(4.3.1a)
The geotechnical engineer should consider strain compatibility and deflection in determining the safety factor. Safety
factors could vary from 1.5 to 5 for side friction or end
bearing, depending on the subsurface conditions, structural
loads, and degree of confidence in the subsurface parameters. The side friction and end bearing may be described
further by the following equations
Sp1 = fp · Ap and Pq = qb · Ab
(4.3.1b)
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The geotechnical engineer should provide values for fp
and qb using the soil, rock, or both soil and rock properties
and construction method. The values of fp and qb vary widely
and are depth dependent. Determination of these values may
require iterative estimates of the allowable capacity of the
drilled pier foundation in collaboration with the structural
engineer to satisfy both factor of safety and allowable settlement requirements. Due to strain compatibility requirements,
the total ultimate capacity will be less than the maximum theoretical determined from the individual end and side resistance
components because peak side resistance typically develops
much faster than maximum end-bearing resistance.
Load testing continues to be the most reliable method of
developing or confirming design capacities for drilled piers
because load-carrying capacity can be impacted by construction means and methods, and no single accepted method of
developing service load capacity exists.
4.3.2 Pier settlement—The subgrade compression properties should be determined to permit estimates of total and
differential settlement. In-place tests, such as cone penetrometer, DMT, PMT, or plate load at pier subgrade, full-scale
load tests, and laboratory tests of undisturbed pier subgrade
are commonly used. Total pier settlement is the sum of pier
base movement plus elastic pier shortening considering side
resistance. The geotechnical engineer’s settlement estimate
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should consider the effects of adjacent foundations, which
can influence the behavior of individual piers (Ulrich and
Ehlers 1995; Ulrich 2007).
(4.2.1.2b)
If sufficient side resistance is available, anchors to rock
or soil (Pan) will not be necessary. In Eq. (4.2.1.2a) and
(4.2.1.2c), W should be entered at its maximum upward
acting value.
4.2.2 Combined loadings—The lateral loads and moments
should be superimposed on simultaneously occurring axial
loads in any of the combinations listed in 4.2.1.
Q = Sp1 + Pq
9
4.4—Laterally loaded piers
At present, the most complete method for evaluating
lateral response of piers is a beam on an elastic foundation mathematical model using a computer and a nonlinear
soil response (Reese 1977, 1984; Reese and Wright 1977).
Commercial lateral analysis software is available and widely
used. The major variables are the subgrade response and pier
stiffness (EcI). Subgrade reaction may be modeled as a linear
spring or as an elastic-plastic material using p-y data (Reese
1977, 1984; Reese and O’Neill 1988; Reese and Wright
1977). Because no unique method of modeling the subgrade
response is universally accepted, the geotechnical engineer
should develop the subgrade response model based on the
model for which the licensed design professional has relevant local experience.
4.4.1 Lateral loads and moments—Drilled piers will be
subject to large lateral loads along the pier length in cases
when piers are used as retaining walls; walls to arrest slope
movement; anchors; and foundations for power poles,
elevated tanks, and tall buildings. When the subgrade pressures on the basement walls are unequal or insufficient to
resist the lateral loads within allowable deformation of the
superstructure, the foundations should provide the necessary
resistance. The piers will then be loaded with lateral forces
at the top. Axial forces result from overturning and sometimes moments at the top.
The allowable pier head deflection in each design case may
be a few tenths of an inch or a few inches (mm) depending
on the project requirements.
Piers that resist lateral load have been designed successfully by approximate methods. The allowable lateral load on
a vertical pier is obtained from a table of presumptive values
found in some handbooks, building codes, or from simplified solutions that assume a rigid pier and one soil type.
These allowable loads, however, might not be appropriate
compared with values computed by the method recommended in 4.4.4, and they provide no information on pier
deflection. Simplified solutions could be misleading for
many drilled pier foundations.
4.4.1.1 Inclined piers—To avoid analyzing a pier for lateral
loads, some licensed design professionals assume, according
to the approach used for driven piles, that the lateral loads
are resisted by the lateral component of axial loads taken
by piers installed on an incline. Most methods available for
the analysis of a pier group that includes inclined piers are
approximate; the movements of the pier head under load are
not considered. Inclined piers in design should be used with
caution because the contractor often cannot install the piers
at the angle desired. Inclined piers provide a much stiffer
response at small deflections, often attracting the entire
lateral load and causing high localized shear in the pier cap
and rotation of the cap. Designs should provide for these
loads and deflections.
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4.4.1.2 Beam on elastic foundation—Theory and experience have shown that a more rational and satisfactory solution of the lateral loaded pier design is obtained by using
the method of soil-structure interaction with the theory
of a beam on an elastic foundation. Variable pier stiffness
and multilayered soil systems are fundamental parameters addressed in the analysis using the beam on an elastic
foundation theory. Because soil or subgrade response and
considerations of construction means and methods are the
most critical elements of analysis, the geotechnical engineer
should develop the subgrade response model. Although the
geotechnical engineer or structural engineer can design the
pier, analysis and design by the geotechnical engineer is
recommended to minimize possible miscommunication or
misinterpretation of the subgrade response model.
4.4.2 Laterally loaded pier problem—A laterally loaded
pier is a soil-structure interaction problem. The solution
requires that numerical relationships between pier deflection
and soil reaction be identified and considered in obtaining
the deflected shape of the pier. Application of a lateral load
to the head of a pier causes lateral deflection of the pier.
Soil reactions satisfy the equations of static equilibrium and
should be consistent with deflections. In addition, because no
pier is completely rigid, the amount of pier bending should
be consistent with the soil properties and pier stiffness.
Lateral forces on piers, which depend on the environment
and function of the supported structure, can be produced by
wind, waves, ships, ice action, subgrade pressures, seismic
action, or mechanical causes.
The ability of piers to resist lateral loads depend on
construction means and methods, material, and stiffness;
subsoil conditions; embedment of pier, pier cap, and foundation wall in the soil; degree of fixity of pier to cap connection; pier spacing; and the existence and magnitude of axial
loads. Group-effect limitations are more severe for laterally
loaded piers than for those with axial loads only (Davisson
1969; Reese and Van Impe 2001).
In evaluating the lateral capacity of vertical piers, the soil
resistance against the pier, pier cap, and foundation walls
should be considered. Soil resistance can contribute substantially to the lateral capacity of a pier group or pier foundation, provided that soil is present for the loading conditions
under consideration. The presence of axial compressive
loads can contribute to the pier’s lateral or bending capacity
by reducing tension stresses caused by bending due to
lateral loads. Design methods for lateral loading of concrete
piers should consider axial loads, whether compression or
tension, and lateral soil resistance. Cracked or uncracked
stiffness properties of the concrete pier should be considered (4.4.4.13 through 4.4.4.16). If lateral load capacity is
critical, it should be investigated or verified by field tests
under predicted in-service loading conditions, including the
vertical dead load that can be considered permanent.
Research (O’Neill and Reese 1999; Reese 1984) has
promoted modeling a concrete pile as a system of finite
differences and the subgrade reaction as nonlinear responses
called p-y data. The analysis and design by this approach
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10
Fig. 4.4.3a—Soil structure interaction for a strip footing.
tions. The method originated in response to the need to
design large-diameter offshore piles for combined axial and
lateral loading, and was later applied to piers and concrete
piles. The use of the finite difference method promoted by
O’Neill and Reese (1999) is probably the most widely used
approach for concrete piers and piles subjected to lateral
loads. Confirming load test results are few rather than
abundant.
Modeling the lateral subgrade reaction as an elastic
system is reliable for small top deflections, but the use of
the p-y approach may be more helpful for large deflections
and layered profiles. Technological advances have allowed
the mathematical problem to be solved with relative ease,
but the subgrade response characteristics are still uncertain
in part because of the limited database used to develop the
p-y response models. Strain gauge measurements have made
it possible the determine soil response during the testing of
full-scale piers, and numerical solutions allow the deflected
shape or lateral deflection of a pier to be computed rapidly
and accurately even though the soil reaction against the pier
is a nonlinear function of pier deflection and of depth below
the ground surface.
Although several methods (GAI Consultants 1982; Borden
and Gabr 1987; Poulos and Davis 1980) are available for
the analysis of drilled piers, the method reported by Reese
(1984) is shown in 4.4.3 through 4.4.6, along with approximate methods that may be used for preliminary analysis. The
approximate methods are more suitable in a single layer.
4.4.3 Pier-subgrade interaction—The soil-structure interaction problem is illustrated by considering the behavior of
a strip footing, as shown in Fig. 4.4.3a.
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
11
Fig. 4.4.3b—Model of a pier under axial load (Reese and O’Neill [1988] with notation
altered).
It is usually assumed that the bearing stress is uniform
across the base of the footing, as shown in Fig. 4.4.3a.
However, under the stress distribution shown, the cantilever
portion of the footing will deflect and the downward movement at b will be less than at a. The footing is probably stiff
enough that the deflection of b, with respect to a, is small;
however, the concept is established that the footing base
does not remain planar. Therefore, the bearing stress across
the footing base conceptually should not be uniform. Two
examples of soil-structure interaction illustrate the same
kind of problem to resolve for drilled piers (Fig. 4.4.3b and
4.4.3c).
Figure 4.4.3b is a model of an axially loaded pier with soil
replaced by a set of mechanisms.
The mechanisms show that the loads transferred in side
resistance and in end bearing are nonlinear functions of the
downward movement of the pier. A nonlinear curve showing
axial load versus pile head movement can easily be obtained
(Reese 1984) if the mechanisms are described numerically
(4.4.3b).
A model for a laterally loaded pier is shown in Fig. 4.4.3c.
A pier is shown with lateral loading at its top (Fig. 4.4.3c).
Again, the soil has been replaced by a set of mechanisms that
conceptually define subgrade-response curves. Such curves
give the subgrade resistance per unit length along the pier p
as a function of pier deflection y. The mechanisms vary with
position along the pier, as p is a nonlinear function of both
y and x. The p-y concept, though two-dimensional, is based
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on the synthesis of full-scale pile and pier load tests and
subgrade properties. Shear at the base of the pier is neglected
because the pier is considered sufficiently long that lengths
are assumed to extend below the theoretical depth of fixity.
Determination of p-y curves by the geotechnical engineer
and the selection of pier stiffness are the two most important
considerations in the analysis of laterally loaded piers.
4.4.4 Five general methods of solution for an individual
pier—Among the available methods, five are considered for
the solution of a single pier under lateral loads:
(1) Computer with nonlinear soil response using a beam
on an elastic foundation;
(2) Static;
(3) Nondimensional curves;
(4) Elastic;
(5) Curves and charts.
Methods (3), (4), and (5) are considered simplified.
Methods (4) and (5) will not be discussed, as the elastic
method has a limited application and a large number of
curves and charts would be required.
Using the beam on an elastic foundation method (1) is
preferred in the design of piers under lateral load. Although
the method is easy to employ with modern computers, the
subgrade response characteristics remain complex. A unique
method with consistent parameters is not available. Geotechnical experience and judgment are the principal elements of
analysis, preferably requiring analysis by the geotechnical
engineer.
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
Fig. 4.4.3c—Model of a pier under lateral loading showing
concept of bilinear soil response curves (Reese and O’Neill
[1988] with notation altered).
--`````,,``,,,``,,``,```,`,`,`-`-`,,`,,`,`,,`---
The static (2) and nondimensional (3) methods have
a place in the design process, but they are primarily for
small-diameter piles. They can be employed for preliminary
design or as a check of the computer output in simple cases.
Simplified methods are limited in that multilayered systems
and complicated ground geometries cannot be considered.
Frequently there is uncertainty regarding some of the parameters that enter design computations—for example, in the
strength and deformation characteristics of supporting soil.
The computer method allows the geotechnical engineer to
investigate the influence of these uncertainties, because
the response of the pier to small variations in parameters is
readily seen.
4.4.4.1 Preliminary design— For preliminary design,
several methods of analysis are used to evaluate the capacity
and deformation of laterally loaded piers (Broms 1965).
Many licensed design professionals use a finite difference
solution of the beam-column equation with the p-y method
reported by Reese (1984) for both preliminary and final
design. Any of the following methods described can be used
by the licensed design professional for preliminary design.
The preliminary design can be adequate for final design,
depending on the complexity of the project, the licensed
design professional’s local experience, and project details.
4.4.4.2 Subgrade reaction analysis—Displacement
of laterally loaded piers is based on the beam-on-elastic
subgrade theory using simplifying assumptions regarding
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soil stress-strain behavior. The method of Singh et al. (1971)
is used to compute the lateral capacity, displacement, and
maximum moment of piers in cohesive and cohesionless
soils as a function of pier dimensions, type of loading,
and fixity of the head. The method is applicable, provided
the ratio of pier length to the relative stiffness factor (T) is
greater than 5.
4.4.4.3 Finite difference method with nonlinear soil
response—Preliminary design of laterally loaded drilled
piers may be based on the results of computer methods with
nonlinear soil response as reported by Reese (1984). The
nonlinear flexural rigidity of the pier may be incorporated
into the analysis to consider the composite properties of the
pier.
4.4.4.4 Nondimensional solutions—Preliminary design of
laterally loaded drilled piers may be based on using nondimensional solutions reported by Reese (1984).
4.4.4.5 Final design—Although several methods are
available (GAI Consultants 1982; Poulos and Davis 1980;
Borden and Gabr 1987), the analysis and design method
reported by Reese (1984) is presented in 4.4.4. Selection
of the design analysis parameters should include consideration of the limitations of both the empirical database for the
subgrade response and the construction methods that might
be used. The project specifications should be prepared so
that the permitted construction methods are consistent with
design.
The computer design procedure considers the soil-structure interaction problem using relationships (p-y curves) to
define the ground reaction (p) versus pier deflection (y) along
the length of the pier. The use of p-y curves requires both
static equilibrium and compatibility of reaction between the
pier and ground, with pier deflections consistent with stiffness of the pier and ground. Drilled piers are classified as
either long and flexible, or short and rigid, and as fixed
against rotation or free to rotate at the ground surface. The
extent of head fixity depends on relative stiffness between
the pier(s) and cap if present.
Analysis is first performed using a stiffness based on the
concrete modulus of elasticity and gross moment of inertia.
The analysis is then refined using reduced pier stiffness
values based on the composite section, loading conditions,
and code requirements.
4.4.4.6 Response of pier and subgrade to lateral loads and
moments—Friction along the bottom of the cap should be
disregarded for design purposes because the slightest soil
consolidation beneath the cap eliminates it unless special
measures are taken to maintain continued lateral soil shear
resistance. The passive pressure against the cap should also
be disregarded wherever excavation for repair or alteration of underground installations will render it ineffective.
Passive soil pressures mobilized against pier and pier cap
are effective in resisting lateral loads, provided the displacements to mobilize them can be tolerated. In areas subject
to freezing, the influence of frost heave and freezing-andthawing cycles at the ground surface should be considered.
The solution to the theory of a beam on elastic foundation
following the procedures in Reese (1984) for a pier under
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
13
Fig. 4.4.4.9—Plan view depiction of pier spacing for consideration of group effects (Baker
and Gnaedinger 1960; Kiefer and Baker 1994).
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Table 4.4.4.9—Group effect coefficients
Center-to-center pier spacing,
parallel to direction of applied
load, in pier diameters, d
Ratio of lateral resistance of pier
in group to single pier*
8d
1.00
6d
0.70
4d
0.40
3d
0.25
*
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lateral load should meet two general conditions: 1) The
equations of equilibrium should be satisfied; and 2) deflections and deformations should be consistent and compatible.
Details related to the solutions of the laterally loaded pier
using p-y subgrade response are given in Reese (1984).
4.4.4.7 Scour—For structures located in rivers, oceans, or
bays, the potential for loss of lateral capacity due to scour
should be a design consideration. Richardson et al. (1991)
provides general guidelines and methods to estimate and
design bridge structure foundations to resist scour.
4.4.4.8 Cyclic loading—The influence of cyclic loading
on the load-deformation behavior of laterally loaded drilled
piers should be considered in the design. The effects of cyclic
lateral loading are pronounced for free-headed piers in stiff
cohesive soils. Cyclic loading in loose granular soils also
causes reduced resistance to lateral loading, but the effect
is much less pronounced than in clays (Reese 1984). In
general, cyclic loading progressively increases deflections of
piers in clays due to strain softening. Cyclic loading tends to
reduce the lateral subgrade modulus, which may be reduced
to approximately 30 percent of the initial value. The combination of group action and cyclic loading may reduce it to as
little as 10 percent of the initial ks value (Davisson 1969). The
stress level, expressed as a percentage of stress at maximum
deflection, should be considered. Small stress levels could
result in negligible reduction in subgrade modulus due to
cyclic loading. The actual reduction should be determined
by the geotechnical engineer using tests where feasible.
4.4.4.9 Group action—Drilled piers in a group are considered to act individually when the center-to-center spacing
perpendicular to the direction of the applied load is greater
than three diameters and when the spacing parallel to the
direction of the applied load is greater than or equal to
eight diameters (Fig. 4.4.4.9). When the pier layout does
not conform to these spacing requirements, pier interaction
should be considered in the design. For the case of closely
spaced drilled piers in a group, the interaction behavior is
typically accounted for indirectly using empirical procedures proposed by Reese (1984) and Poulos and Davis
(1980). Reese’s procedure assumes a reduction in the coefficient of lateral subgrade reaction for a pier in a group from
that of a single pier using the ratios shown in Table 4.4.4.9.
In addition to row spacing, pier spacing perpendicular to
the load as well as the depth and magnitude of pier deflection
should also be considered when evaluating group effects
Although reduction does not apply to the lead pier, it does apply to all piers in its
shadow. For other spacing, interpolation may be used (Davisson 1969; Prakash 1962;
Reese and Van Impe 2001).
and interference. Several authors have indicated that the
recommended ratios of lateral resistance to center-to-center
spacing can be refined. Reese and Van Impe (2001) offer a
review of methods for estimating effects of spacing on the
lateral capacity of piers in a group.
4.4.4.10 Combined axial and lateral loading—The
ground-line deflections and maximum moments of drilled
piers subject to lateral loads increase with increasing axial
load. The effects of combined axial and lateral loading are
most pronounced for free head, short, small-diameter piers
in loose or soft ground conditions. Combined loadings can
be accounted for in computer analyses (Reese 1984).
4.4.4.11 Sloping ground—For drilled piers that extend
through or below sloping ground, the potential for additional lateral loading should be considered during design.
Placement of drilled piers above or on slopes will reduce the
lateral capacity and increase displacement compared with
similarly sized and loaded piers constructed in level ground.
Methods of analysis for piers in stable slopes are given by
Borden and Gabr (1987) and Reese and Van Impe (2001).
Additional consideration should be given for piers in slopes
having low factors of safety such as marginally stable slopes
or those showing ground creep, as well as for piers extending
through fills overlying soft soils bearing into more competent underlying subgrade formations. Lateral loading from
slope movement can be large and fail piers in bending and
shear. The geotechnical engineer should consider the slope
condition and its effects on soil reaction and lateral load.
4.4.4.12 Allowable lateral displacements—Allowable
lateral displacements for drilled piers should be developed
by the structural engineer and be consistent with the function and type of structure, anticipated service life, and conse-
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
quences of unacceptable displacements on the structure’s
performance.
4.4.4.13 Pier stiffness—The flexural behavior of a drilled
pier subjected to bending is dependent on its flexural stiffness EcI. The value of EcI is the product of the pier material modulus of elasticity and the moment of inertia of the
cross section about the axis of bending. Although EcI is
essentially constant for the level of loading to which a structural steel member is subjected, but both Ec and I vary as the
stress conditions change for a reinforced concrete member
(Reese 1984). For concrete, the value of Ec varies because of
nonlinearity in stress-strain relationships, and the value of I
is reduced because the concrete in the tension zone becomes
ineffective due to cracking. The tensile weakness of concrete
and the ensuing cracking is the major factor contributing to
the nonlinear behavior of reinforced concrete (Wang and
Reese 1987).
The EcI of a reinforced concrete pier is often assumed
constant for simplicity in the analysis, although this assumption is not rational. Analyses by Wang and Reese (1987)
demonstrate that the magnitude of error associated with
this assumption can be large. The effects of variable EcI and
cracked shaft sections are evaluated using commercially
available software, or as subsequently discussed in 4.4.4.14.
4.4.4.14 Crack mechanism—Cracks form when the flexural stress due to bending exceeds the tensile strength of
concrete. Immediately after formation of the first crack,
stresses near the cracking zone in the concrete are redistributed. As loading continues, additional cracks open up
occasionally, but in general, the initial cracks penetrate more
deeply with an increase in flexural stress.
Many variables influence the development and characteristics of cracks. The major ones—percentage of reinforcement, bond characteristics, and tensile strength of concrete
where cracks occur at random; and the location and spacing
of cracks—are subjected to considerable variation.
4.4.4.15 ACI 318 recommendations—The stiffening effect
due to tension in the concrete should be considered in making
a realistic prediction of short-term deflections of reinforced
concrete beams and, likewise, laterally loaded piers. ACI
318 provides an approximate method of computing stiffness
considering the effect of cracking.
The flexural stiffness computed directly from the transformed cracked section, in terms of the EcI at the instant of
cracking, does not represent the stiffness of the entire pier.
The flexural stiffness varies with load and deformation. With
the 318 modification, flexural stiffness first shows a constant
range of stiffness for an uncracked section. After the cracks
are initiated by a higher moment, a smooth transition of EcI,
in terms of progressive cracking, is represented. When a
section is fully cracked due to tensile stresses, EcI reaches
a minimum value that is calculated by the transformed
cracked-section method.
4.4.4.16 Recommended stiffness—Pier flexural stiffness
EcI should be calculated as an upper bound using the gross
concrete section as a first approximation. If the applied
moments and lateral loads are of sufficient magnitude to
cause cracking when acting with concurrent axial loads, then
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the flexural stiffness using the effective moment of inertia
should be reduced as provided in ACI 318 or in Reese (1984)
and O’Neill and Reese (1999).
Use of a flexural stiffness between the gross cross section
and cracked section values, in accordance with analysis
simplified by the computer program PMEIX (Reese 1984),
should provide a legitimate pier analysis model and associated deflection prediction when the reduced section properties are considered in the analysis. For assessment with the
interaction diagram of ultimate moment versus axial load,
the compressive strain at failure is taken as 0.003. The relationship of EcI and moment can be computed for different
pier reinforced sections to define the relationship between
bending moment and available uncracked section along with
the consideration of axial load on the section as an interaction diagram.
4.4.5 Factor of safety—A simple numerical factor of safety
is not appropriate in the design of a drilled pier because of
complications the soil-structure interaction introduces to the
design. Two principal types of failure associated with soilstructure interaction are subgrade and pier structural failure.
Subgrade failure is characterized by excessive deflection
of the pier under lateral load that is usually associated with
short piers. The factor of safety against lateral load failure
of a short pier can be increased significantly by increasing
the pier penetration. A pier structural failure occurs when
the bending moment becomes greater than the bending resistance of the pier.
The factor of safety should consider the loading types
applied to the foundation, subgrade properties, and the structure’s significance. Generally, four types of lateral loadings
on piers are recognized:
(1) Short-term static;
(2) Repeated;
(3) Sustained;
(4) Dynamic.
The associated subgrade responses are different for each
loading type. In dealing with seismic loading, the subgrade
should be tested to determine its susceptibility to collapse
or liquefaction, the reduction of strength under rapid cyclic
loading and, where possible, the p-y characteristics under
rapid oscillation. These data may be used in the dynamic
analysis of the structure as a whole to calculate the transverse
loads on piers. The dynamic analysis of a pier-supported
structure involves considerations beyond the scope of this
document.
The effects of sustained loading should also be considered
when using p-y curves for analysis. A universally accepted
procedure for designing the effects of sustained loading is
not available because of the many parameters involved,
including the consolidation characteristics of a specific
clay or silt. The available p-y criteria (O’Neill and Reese
1999) are formed based on load tests; the associated p-y
criteria do not give a subgrade response related to long-term
behavior. Published p-y data for long-term response conditions should be used with caution in the absence of local
performance data. The selection of design to accommodate
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
sustained loading should involve considerable judgment by
the geotechnical engineer.
Design of a laterally loaded pier is principally influenced
by the confidence of the geotechnical engineer in the values
of subgrade properties selected for design. The geotechnical
engineer should formulate judgments on subgrade properties based on interpolations, extrapolations, and geological
continuity. If the design load is derived from the soil as in a
landslide or earth pressure (O’Neill and Reese 1999; Ulrich
and Ehlers 2000), then the geotechnical engineer should
formulate judgments related to the design load as well.
Uncertainties often arise in design because of the limitations in establishing the geometry related to the load application and subgrade resistance along with the limitations of
exploration and laboratory testing.
4.4.6 Design organization—The geotechnical engineer
may provide subgrade-response curves to the structural engineer who would compute bending moment and deflection. A
preferred arrangement is to allow the geotechnical engineer
to perform the lateral load analysis and the structural engineer to furnish the applied loads. The geotechnical engineer
can furnish the reinforcing design for the structural engineer
to check and adjust. The geotechnical engineer may vary
the pier dimensions in a parametric study of the subgrade
response. In this latter case, the structural engineer should
review the lateral load analysis to verify that the pier design
and estimated response are compatible with the superstructure design.
4.5—Piers socketed in rock
This pier type is socketed into rock to a depth of one to
six times the diameter of the pier, or in some cases deeper,
for the purpose of developing high capacity. A column cap
is designed to transfer loads from the superstructure to one
or more rock socketed piers. The pier is designed to resist all
vertical loads and transfer those loads to the rock.
4.5.1 Load transfer to rock—Test loading on high-quality
rock has demonstrated that when the depth of socket exceeds
twice the diameter, service loads are usually fully resisted
on the sides of the rock socket (Horvath and Kenney 1979;
Koutsoftas 1981) before mobilizing the available endbearing capacity. One of the following design assumptions
is typically used:
a) The capacity is estimated based on end bearing only,
including the effects of embedment within the rock;
b) Capacity is derived solely from side resistance, particularly if it is difficult to clean the bottom of the drilled pier;
c) The drilled pier capacity is estimated using both end
bearing and side resistance.
The allowable end bearing is estimated by careful examination of site-specific rock cores, compression tests on rock
cores, and using local code limits or local practice. Pressure meter tests (PMTs) and compressive strength tests on
rock cores, adjusted to account for discontinuities in the
rock mass, are also used to estimate end-bearing capacity
(Canadian Geotechnical Society 1985). Rock coring or
rock drilling below the socket in each drilled pier should be
performed where rock quality is variable.
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15
The allowable unit shear within the rock socket is determined using experience and judgment in examining rock
cores and by relating rock quality and type to local code
limits. The compressive strength of the rock and concrete has
been used to estimate unit socket shear (Canadian Geotechnical Society 1985). The unit socket shear developed is also
dependent on the roughness of the socket sidewalls. Grooves
are sometimes made in sidewalls to enhance shear. Correlations between a roughness factor and the ratio of unit socket
shear to compressive strength of the weaker of the concrete
or rock are available (Canadian Geotechnical Society 1985).
Shear stresses, however, cannot exceed the allowable bond
stress between the concrete and socket sides. The allowable
bond stress may be given by local code or determined by
load test (City of New York 2008).
Observing the rock socket is desirable to determine
rock quality and sidewall roughness. Observation methods
include diver surveys entering a dewatered hole, surface
examination with a drop light, probing in shallow holes, and
television survey.
4.5.2 Settlement of piers—Settlement of piers founded
on rock generally does not significantly exceed the elastic
compression shortening of the structural member. Settlement is the result of open joints or seams of compressible
material in the rock. Settlement can also result from inadequate removal of soft or weak material from the rock socket
bottom. Pressure meter or plate load tests may be used as
an aid in estimating drilled pier settlement in soft rock or
hard soil; a jack may be used in harder rock (Goodman et al.
1968). Elastic solutions for estimating caisson settlement are
included in the Canadian Foundation Engineering Manual
(Canadian Geotechnical Society 1985).
4.5.3 Structural design of rock socketed piers—The pier
is often designed as a composite column in accordance
with the requirements of ACI 318. The steel core can be an
H-section or reinforcing steel cage representing as much as
5 to 30 percent of the total pier area. Depending on local
code requirements, casing is sometimes used as a structural
member in soils that are noncorrosive. Concrete typically has
a compressive strength of 3000 to 8000 psi (20 to 55 MPa)
at 28 days. Higher strengths may be considered where the
required concrete quality is readily available. Where the rock
socket is below the groundwater table and the hole cannot be
sufficiently dewatered, current practice is to place the concrete
using tremie methods for the full height of the pier.
4.5.4 Tension capacity of rock socketed piers—Structures
that impose tensile loads on piers include tall structures
subjected to high wind or earthquake load, tanks positioned
well below the groundwater table, or flood level emptied for
maintenance, and structures subject to high eccentric loading
or applied moments. Pier tension is commonly resisted only
by rock socket shear. Due to inclined fractures and joints in
the rock, the licensed design professional should consider
an alternative mode of failure by pulling a conical plug of
rock formed along these planes of weakness. Resistance
consists of the weight of the rock plug, the soil above the
plug, the weight of the pier, and any friction that develops
from roughness along the failure surface of the rock plug.
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
Tension capacity is often confirmed through load test to
twice the design capacity neglecting the temporary resistance of nonbearing soils. Tensile capacity is transferred to
the structure using reinforcing steel or wide flange sections
embedded in the pier concrete extending from the pier base
to above pier head where it is connected directly to the structure above. Tension loads are sometimes resisted by sockets
into the soil bearing strata in the same manner as discussed
previously.
Table 4.7.1—Minimum bell angle (O’Neill and
Reese 1999)
4.6—Strength design of piers
Drilled piers embedded in soil of sufficient strength to
provide lateral support (4.4.3) may be constructed of plain
or reinforced concrete. Design of plain concrete piers should
be guided by the provisions in ACI 318. Piers that cannot
be designed using plain concrete with practical or desirable
dimensions may be designed using reinforced concrete in
accordance with the provisions in ACI 318 and applicable
local building codes. If permitted by local code, piers may be
designed using the alternate design method from Appendix
A, ACI 318-99.
All loadings on the left side of the equations in 4.2,
whether axial, transverse, or moment, are multiplied by
the appropriate load factors given as follows. All reactions
on the right side of the equations in 4.2 are evaluated from
them. These reactions have no relationship to ultimate soil
values and are only intended to balance the factored loadings (4.1). The pier should also satisfy the compatibility
requirements of subgrade reaction with upper estimates of
working load. The strength design method should be used
for analysis regarding load capacity. As for settlement and
lateral motions, no load factors should be incorporated and
only service loads used.
4.6.1 Load factors for strength design—Load factors are
given in ACI 318.
4.6.2 Strength reduction factors—Strength reduction
factors are given in ACI 318.
4.6.3 Pier reinforcement—Pier reinforcement may be
required to resist tension caused by uplift forces, to resist
flexure caused by lateral loads or moments applied at the top
of the pier, or to transfer load from structure to pier. Reinforcement used for tensile forces may consist of a single bar,
or a series of bars centered and installed in the full depth
of the pier. Reinforcement used for flexural forces typically
consists of vertical bars installed in the perimeter of the pier
enclosed with horizontal ties. Flexural reinforcement need
not extend the full depth of the pier if the pier is considered flexible and the flexural stresses are dissipated as the
lateral load is transmitted into the soil adjacent to the pier.
The applicable building code may define minimum reinforcement requirements other than that needed to transfer
the load. Codes may also define details regarding connection
to the pier or cap, for piers supporting structures designed
to accommodate construction tolerances. Pier reinforcement
may also be required for higher seismic design categories.
4.7—Pier configuration
4.7.1 Bells—The bell sides should slope at an angle of not
less than 45 degrees with the horizontal for piers installed in
the dry. Table 4.7.1 gives limitations for minimum bell slope
angle as a function of end bearing.
Thickness at the bell’s edge should be at least 6 in. (150
mm). The diameter of the bell should not exceed three times
the diameter of the shaft. The contractor should be required
to provide a positive means of demonstrating that the belled
section has not caved in and is acceptably clean of loose
materials.
4.7.2 Caps—Where used, the depth of the cap should be
sufficient to accommodate development of the vertical reinforcement from the shaft and the dowels or anchor bolts for
the column. Caps are often formed with removable steel or
disposable cardboard forms.
4.7.3 Permanent steel casing—Permanent steel casing,
if used for confinement or as a structural member, should
be designed for loading conditions on the casing including
placement and should have a minimum thickness of 0.0075
of the diameter of the pier shaft in inches (mm). This thickness is for casings placed and grouted in the rock and neither
driven nor screwed into the rock.
The critical buckling stress varies inversely with the cube
of the radius (Broms 1964). Poor welds and damage from
placement or handling also reduce the ability of the casing
to withstand external pressure. The casing should not be
included in calculations of area or moment of inertia of the
pier section, except for full length, continuous, noncorrugated casing.
4.7.4 Joints—Construction joints in the shaft should be
avoided. The remedy for an unavoidable cold joint depends
on the relationship of the as-designed pier to the applied
loads and the vertical position of the joint. When a construction joint becomes unavoidable, the surface of the concrete
should be cleaned and roughened and, in unreinforced piers,
vertical dowels of sufficient length to develop the bars above
and below the joint should be set in the fresh concrete.
The cross-sectional area of the dowels should be not less
than 0.01 times the gross area of the section in the shaft (1
percent). Where vertical reinforcing steel is already present,
the dowels need only bring the percentage of steel up to 1
percent. Where vertical reinforcement equals or exceeds 1
percent, no dowels are required.
Where a structural discontinuity becomes unavoidable during concrete placement, it may be more desirable
to remove the concrete before it reaches initial set than to
install replacement piers. Adequate cleaning of the pier and
Maximum allowable bearing
pressure
Minimum bell angle from
horizontal
6 ton/ft2 (600 kPa)
45 degrees
2
6 to 10 ton/ft (600 to 1000 kPa)
2
50 degrees
10 to 15 ton/ft (1000 to 1500 kPa)
55 degrees
Greater than 15 ton/ft2 (1500 kPa)
60 degrees
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concrete soil interface may not be a legitimate option where
slurry is used and the joint is located at significant depth
(Ulrich and Ehlers 1995; Ulrich 2007).
In high seismic risk areas, the cap and upper part of the
pier may be subjected to moments of magnitude matching
the ultimate moment capacity of the supported column
and high shear loads. This combination may constitute a
severe splitting condition, requiring careful attention to the
arrangement of splices in vertical reinforcing steel at the two
joints (pier to cap and cap to column) and to the provision
of adequate spiral or hoop reinforcement in the cap and the
effected part of the pier.
4.7.5 Unbraced piers—Soil having a standard penetration
value N > 1 or undrained shear strength greater than 100 lb/
ft2 (5 kPa) may be considered to provide lateral support and
effectively prevent buckling of piers at service loads. Piers
extending above the soil surface or penetrating caverns or
large voids and standing in air, water, or material not capable
of providing lateral support, should be designed as columns.
Effective column length should be estimated based on end
fixity. Assume the pier is pin-connected at a point two diameters into the competent subgrade material.
4.7.6 Interconnecting ties—Design for earthquake and
other lateral loading may require individual piers or pier caps
be interconnected by ties in accordance with the applicable
building code. Ties may also be required to resist bending
moments. The bending moments will redistribute horizontal
loading on the piers, resulting in a need for additional analysis. Ties are also used to develop passive pressure in the
soil under wind loads and to reduce differential settlements.
4.7.7 Concrete protection for reinforcement, steel column
stubs or cores—Where permanent casing is used, the protective concrete thickness should be no less than 3 in. (75 mm),
or five times the maximum size of the coarse aggregate,
whichever is larger. Larger clearance between reinforcement
and the inside edge of casing should be considered where the
casing is to be removed, particularly when the reinforcing
cage and casing are long. This will reduce the chance that
during removal the casing will bind against the reinforcing
cage.
CHAPTER 5—CONSTRUCTION MEANS AND
METHODS
Aside from familiarity with subsurface conditions,
construction means and methods are the most important variable in design because their effects can ruin an apparently
successful design. Because the design geotechnical report
only guides the design and construction of foundations and
is not a contract document, careful preparation of contract
documents is vital to project success. Relevant project documents for construction should be prepared by the geotechnical engineer and reviewed by the structural engineer.
5.1—Excavation and casing
Excavation methods used should produce a pier hole
that is properly located and plumb, will not disturb the soil
adjacent to the hole beyond design expectations, and will
produce a clean hole of specified dimensions for its entire
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17
length. Each pier should be founded into or on the designated bearing stratum.
5.1.1 Excavation equipment—Excavation can be
performed using any equipment that will obtain the specified
results including by hand, auger drill, bucket drill, clamshell,
or any combination thereof. Overdrilling should be avoided.
Where a good bearing stratum of limited thickness overlies
poorer material or a water-bearing stratum under significant head, drilling to excessive depths may require additional time and equipment, or result in reduced pier-bearing
capacity. Definitions of refusal, obstruction, and rock should
be included in the contract documents based on input from
the geotechnical engineer.
During excavation of the shaft, the contractor should make
frequent checks that the shaft is plumb by placing a carpenter’s level flush to the Kelly bar. Some causes of excessive
deviations from plumb are:
a) Failure to initially position and then hold the drill rig
and auger on the design center of the shaft. Occasionally
rotate the drill rig or move from the hole during excavation.
Reposition and plumb the auger before resuming the drilling;
b) When the auger encounters obstructions such as boulders, old foundations, or rubble fill, the auger may veer off
and slant the hole;
c) If the drill rig is situated on soft ground, uneven settlements could cause the Kelly bar to veer out of alignment;
d) The additional force or torque applied when drilling in
very dense soils may change the Kelly bar alignment.
5.1.2 Casing—In firm soils with little or no groundwater
seepage, casing may not be required except for personnel
safety. Loose casings, used solely for the purpose of
protecting personnel, should be at least 0.25 in. (6 mm) thick
steel, and are normally removed from the hole when observation is completed. Under other circumstances, depending on
the method of installation, the ground and water conditions,
and the surrounding facilities, a tight casing, slurry, or other
means may be required to retain the earth. Where subsidence is to be prevented or kept to a minimum, retaining of
the earth should be required in the contract documents. Side
friction may be affected by the use of casing.
5.1.3 Belling—Belling may be performed by machine or
hand. The soil formation, groundwater conditions, available
equipment, and construction experience govern the belling
method and potential design influence. Special belling
procedures may be required to accommodate soil conditions
or if groundwater is present. Machine-belled piers through
driven casings with slurry have been used successfully
offshore (Ehlers and Bowles 1973). Other successful procedures are described in Baker (1986).
5.1.4 Spacing—A drilled pier should not be excavated too
close to another drilled pier in which freshly placed concrete
has had insufficient time to set. The minimum distance to
prevent a blow-in or collapse of fluid concrete from one
hole to another should be determined by the geotechnical
engineer. Considerations should include soil properties, pier
geometry, concrete setting time, and the installation method
used to drill the pier hole.
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
5.1.5 Special procedures for rock installation—The
following methods (5.1.5.1 through 5.1.5.3) require careful
evaluation and proper planning for installation of drilled
piers in rock.
5.1.5.1 Excavation technique—When specified, penetration into rock should be obtained by approved methods such
as drilling, coring, chipping, and chopping. Blasting should
not be performed in confined areas where it may cause
damage to casing or the surrounding subgrade or property.
5.1.5.2 Bearing area—When piers are to be founded on
rock, the shaft should be cut into the rock and the bottom
stepped or leveled so that the bearing is obtained on surfaces
sloping not more than 10 degrees.
5.1.5.3 Side resistance—When straight shaft piers are
designed for bearing in rock or other hard formations, all or a
portion of the bearing load may be transferred to the formation by side resistance developed between the formation
and lower part of the pier. In some localities it is common
practice to cut a series of groove or key rings into the sides
of the pier hole near the bottom (Fig. 3.4.1.3). Under other
circumstances, shear rings are not required to develop side
resistance. Grooving is accomplished by cutters attached to
the boring equipment.
5.2—Placing reinforcement
5.2.1 Assembly—Steel reinforcement, steel stubs, or core
sections should be accurately placed and supported in the
correct locations. Should the method of pier construction
employed require removal of casing, prevent exposure of the
reinforcement or other embedded metal to surrounding soil
during the removal process. Spacers, capable of sliding on
the casing, should be securely attached to the reinforcement.
5.2.2 Spacing—The clear spacing between vertical reinforcing bars should be at least four times the size of the
maximum coarse aggregate or 4 in. (100 mm), whichever is
larger. The casing to reinforcing cage clearance can impact
the concrete placement and should be considered in the
design. Reducing the cage diameter may be necessary to
allow the same minimum clearance as the reinforcing bars.
5.2.3 Splices—Vertical splices of reinforcing bars should
conform to ACI 318. Generally, no more than 50 percent of
the bars should be lap spliced at one location.
5.3—Dewatering, concreting, and removal of
casing
Casing should be used to create a seal and cut off water
infiltration to the pier when the casing can be installed into
an impervious stratum. Where such a seal against groundwater is not possible, an accepted slurry displacement
method should be used, or a dewatering system should be
installed that will permit proper excavation, observation,
and concreting of the pier. Should the dewatering system
employed contemplate pumping inside the pier, the unbalanced water head created should not cause a blow, where
there is a bottom heave or quick condition that disturbs the
proposed bearing stratum or surrounding facilities. In cohesionless soils, such as silts and fine sands, where the hydrostatic head is higher than the excavation level created by pier
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drilling, it may be necessary to install a filtered dewatering
system to lower the water level without pumping soil fines
from the formation.
5.3.1 Groundwater infiltration—Infiltration from a source
at or near bottom, at a rate of less than 0.25 in. (6 mm) rise
per minute at the bottom of the pier, should be considered a
dry pier. Concrete can be placed by buckets, chuting, tremie
pipe, or elephant trunks in a manner that minimizes aggregate segregation; however, the total height of water in the
bottom of the pier should not exceed 2 in. (50 mm) at the
time that sufficient concrete has been placed to balance the
water head (Baker and Gnaedinger 1960; Baker and Keifer
1994; Brown et al. 2010; Suprenant 2001). It is also permissible to allow free fall of concrete if it is directed vertically
on the centerline of the shaft, avoiding the sides of the shaft
or the reinforcement cage. If a leak occurs some distance
above the bottom, an appreciable amount of water could
enter the pier in the time needed to fill the pier up to the point
of leak. Casing through the permeable stratum is recommended in this situation. Every reasonable effort should be
made to obtain a dry hole. If these efforts fail, or if economy
dictates, it may be necessary to tremie concrete the pier.
If infiltration of groundwater exceeds a rise of 0.25 in.
(6 mm) per minute, the pier should be considered a wet
pier, and concrete should be placed by an approved slurry
displacement method in accordance with this report, the
requirements of ACI 336.1, and project documents.
5.3.2 Compaction of concrete—The free unobstructed
fall of concrete with a minimum slump of 4 in. (100 mm)
produces adequate compaction up to the top 5 ft (1.5 m) of
depth. Vibration of the concrete is required only for this upper
depth. Segregated concrete and laitance should be removed
before proceeding with construction of the cap. Discharge
of concrete through a hopper with a short vertical pipe carefully centered on the pier shaft is recommended for free,
unobstructed fall (Litke 1992; Suprenant 2001). The presence of a reinforcing cage in a pier of small diameter may
require dropping the concrete through a long vertical pipe.
This could then require a greater depth of top vibration, or
proportioning of the concrete mixture for a higher slump and
smaller maximum aggregate size similar to tremie concrete.
Concrete compaction is not always needed for piers installed
by the slurry displacement method because consistency of
the concrete reaching the design elevation is fluid.
5.3.3 Casing removal—If ground conditions are such that
the casing may be removed during the concreting of piers,
the equipment and procedures used should not disturb, pull
apart, or pinch off by subgrade movement to concrete. It is
of extreme importance to establish that this can be accomplished before the removal of the casing and to check
concrete level during removal. The concrete level should
always be maintained a minimum of 5 ft (1.5 m) above the
bottom of the casing during concrete placement, but sometimes a much higher head is required, depending upon the
fluid head outside the casing. Proper consideration should
be given to mixture proportioning, including cement factor,
slump, and admixtures, in the placing of concrete and the
pulling of casings. A trial batch should be made for concrete
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
mixtures used with casing removal to confirm the mixture
properties will be as designed.
Casings should be maintained in good shape and free from
old concrete on the inside surfaces where it would tend to
make removal difficult. When ground movements are anticipated, the contractor should make frequent measurements of
the shaft diameter in at least two perpendicular horizontal
directions and at reasonably spaced elevations to assure that
the specified minimum shaft diameter is maintained and that
warping does not indicate imminent collapse. Casing should
be of sufficient length to extend past caving soil. The casing
diameter should closely match the diameter of the hole when
removal of casing is intended.
5.3.4 Unstable strata—When piers penetrate unstable
strata such as peat, soft clay, or loose sand and silt, and the
casing is required to maintain the shape of pier through these
layers, then the casing should not be removed.
5.3.5 Theoretical volume—The theoretical volume of
concrete required to fill the pier should be computed. If the
actual volume installed—estimated by delivery tickets, for
example—is appreciably less than the theoretical volume,
the pier may have experienced pinching, collapse of sidewalls, or contamination of tremie concrete. If a pier defect
is suspected, options include immediate reinstallation before
the concrete sets or investigation of the as-installed pier in
accordance with 6.6 of this report. Rejection of an unacceptable pier may require installation of one or more replacement piers at locations that will facilitate load transfer from
the structure above.
Monitoring pier concrete placed by collecting and
analyzing truck delivery tickets has limitations unless provisions are made to accurately measure the volume of concrete
delivered for each placement. Accordingly, the size of a
defect can be large enough to reduce pier capacity but small
enough to go undetected by the theoretical volume calculation; the theoretical volume calculation without precise
knowledge of the emplaced volume is very limited.
Concrete in a pier should be placed in one continuous
operation. If a construction joint is unavoidable, it should
be treated in accordance with 4.7.4. If the casing is to be
removed and the joint was unintended, it may be necessary
to cut the casing at the joint and leave the portion below the
joint in place permanently, or immediately drill out the pier
and start again.
5.4—Slurry displacement method
The slurry displacement method is typically used to
construct piers in soil below the groundwater table. Appropriate construction means and methods along with diligent
construction engineering and observation are vital during
construction of piers installed by slurry displacement method.
5.4.1 Planning—Where drilled piers are to be installed
below groundwater level, in caving or sloughing soils, or in
sand, a casing or slurry should be used to stabilize the excavation. Slurry level in the excavation should be maintained
at a minimum of 10 ft (3 m) above the static groundwater
level and above any unstable zones at a vertical distance that
prevents caving or sloughing of those zones into the excava-
19
tion. In some circumstances, it may be necessary to raise the
drill platform to accommodate the minimum head requirements and begin the drill process.
Where the purpose of the slurry is only to maintain an open
hole until a casing is placed, such as the wet hole method,
the initial drilling fluid may be water unless experience has
shown that a slurry is required.
If no casing is planned, then control of the slurry is much
more critical. In some soil profiles, it may be possible to use
only water. Increasing the slurry viscosity by mixing various
mineral solids or chemical polymers with the water will be
required if water alone does not stabilize the pier excavation.
5.4.2 Excavation—Methods and equipment used for pier
excavation should leave the sides and bottom of the hole free
of loose material that would prevent intimate contact of the
concrete with firm, undisturbed subgrade. Slurry should be
introduced into the pier shaft before the water table is reached
or unstable soils are encountered. Although a minimum head
of slurry should be 10 ft (3 m) above the groundwater level,
maintaining the slurry level at top of pier hole is considered
good practice. The auger should be raised and lowered at
a slow enough rate that the slurry does not swirl or cause
suction on the sidewalls as the tool is withdrawn. Swirling
of the slurry can cause scouring. Suction can cause cave-ins.
All spoil and excavated materials should be kept away
from each open pier excavation to avoid contamination of
the excavation after final cleanout.
5.4.3 Installation method—The slurry level in the excavation should be maintained at a minimum of 10 ft (3 m) above
the static groundwater level and above any unstable zones to
prevent caving or sloughing of those zones into the excavation. The contractor should be required to demonstrate that
stable conditions are being maintained. This can be accomplished by multiple depth measurements and sounding the
bottom when no drilling is occurring.
Where the purpose of the slurry is only to maintain an
open hole until a casing is placed (wet method), the initial
drilling fluid may be water unless experience has shown that
slurry is required. If no casing is planned, then slurry control
is much more critical. Although in some soil profiles it may
be possible to use only water, this is uncommon. Increasing
slurry viscosity by mixing various mineral solids or chemical polymers with water will be required if water does not
stabilize the pier excavation and lift drill cuttings.
Slurry should consist of water or a stable colloidal suspension of various pulverized solids or polymers thoroughly
mixed with water so that appropriate properties are maintained. Attapulgite and bentonite should meet the American
Petroleum Institute (API) Specification 13A. The type of
various solids used will depend on the subsurface conditions
and characteristics of the mixing water. A test report from
the supplier giving the physical and chemical properties of
the additive should be supplied to the construction geotechnical engineer at the start of the work.
The slurry should be mixed, stored, and transported
using equipment designed for the purpose. Slurry made
with mineral solids for use in the slurry displacement
method should be mixed in tanks on-site or arrive at the site
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
Table 5.4.3—Recommended slurry properties
Item to measure
Density before
concreting
a. Piers with
design end bearing
b. Piers without
design end bearing
Marsh funnel
viscosity before
concreting
Sand content by
volume before
concreting
a. Piers with
design end bearing
b. Piers without
design end bearing
pH, during
excavation
Range of results at
68°F (20°C)
75 lb/ft3 (1360 kg/m3)
maximum
85 lb/ft3 (1200 kg/m3)
maximum
26 to 45 seconds*
4 percent maximum
Test methods
(Mud balance)
API RP 13B-1 Section 4
or ASTM D4380
(Marsh funnel and cup)
API 13B-1 Section 6.2 or
ASTM D6910
(Sand-screen set)
API 13B-1 Section 9 or
ASTM D4381
20 percent maximum†
(Glass-electrode pH meter)
API 13B-1 Section 11 or
ASTM D4972
8 to 12
*
May be increased to 60 for polymer slurries.
†
Higher sand contents have been successfully used in some locations.
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premixed. Mixing in the shaft is permissible for the application of liquid polymer slurry. Water used to mix slurry
should be clean, fresh water of a quality approved by the
construction geotechnical engineer.
Slurry should meet the criteria in Table 5.4.3.
The reference values in the table apply to bentonite or
attapulgite slurries. While polymer slurries are widely
available, there are no standard test methods available that
apply to these products. Some guidance may be sought from
published DOT specifications, but caution should be exercised, as polymer slurries exhibit a wide range of properties when measured using the methods listed in Table 5.4.3.
Test installations should be made to confirm acceptable use
in environments where adequate experience does not exist,
as polymer slurries are not suitable for all formations and
drilled pier excavations. Different polymer slurries may react
differently to the minerals present in the subgrade, and they
may have a significant effect on the concrete-to-subgrade
interface and on the concrete itself. As-built concrete properties can be different from expectations under some conditions. In some cases, these reactions have prevented the
tremied concrete from adequately displacing the slurry.
The polymer reaction that prevents displacement can be
inconsistent across a site; consequently, test installations
may not be helpful. Water may be used in place of mixed
slurry, but the pier excavation should maintain stability and
water use should be subject to approval of the construction
geotechnical engineer. Slurry testing should be performed
and recorded for quality control and quality assurance. The
frequency of slurry testing from down-hole samples should
be a minimum of two sets of tests per work shift, the first
test being done at the beginning of the shift. Field conditions and requirements of the drilled pier contractor and
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ments per pier to assure acceptable slurry. The drilled pier
contractor should have an on-site slurry sampler capable of
obtaining slurry samples at any depth within the excavation
if requested by the construction geotechnical engineer.
The contractor should use drilling tools and excavation
procedures to prevent excessive negative fluid pressure
during excavation. At the completion of excavation, the
bottom should be cleaned with an air-lift system or a cleanout bucket equipped with a one-way flap gate that prevents
spoils in the bucket from reentering the shaft, or other suitable tools. The type of cleanout equipment will depend on
the formations and pier design. Slurry should meet specifications before concreting. If cleaning, recirculating, desanding,
or replacing the slurry is necessary, the contractor should be
prepared to do so.
For piers with end bearing, the slurry sand content should
be limited to 4 percent; otherwise, the sand content should
be limited to 20 percent. The limiting of sand content or
mud weight will depend on the pier design and end-bearing
component. Sand content values less than 4 percent are
probably unreliable and likely require replacing the slurry
before concreting begins. The slurry density should not
exceed 75 lb/ft3 (1200 kg/m3) for end-bearing piers, and it
may be necessary to replace the slurry after drilling the pier,
but before concreting. The 75 lb/ft3 (1200 kg/m3) value is a
threshold and may vary with the pier design. Closer restrictions in the case of end-bearing piers are necessary to facilitate sounding the bottom with a rod or weighted tape.
Slurry should be sampled and tested from the mud tank
and from within 12 in. (300 mm) of the bottom of the drilled
pier.
The bottom of the excavation should be checked to
confirm that drill cuttings and hole sides are not falling to
the bottom. Sounding a tremie pipe or air-lift pipe, or feeling
with a weighted line are acceptable methods for checking
bottom buildup of material, but the method of sounding
should be defined in the contract documents by the geotechnical engineer. The permissible amount of drill cuttings at
the bottom of the pier should be less than 6 in. (150 mm) in
depth for piers designed without end bearing. The bottom
cleanliness will depend on the ratio of end bearing to side
friction and is the judgment of the construction geotechnical
engineer based on the project needs and limitations of pier
construction. If the required bottom cleanliness conditions
are not met, the excavation bottom should be cleaned again
and the slurry modified.
Concreting the drilled piers should be completed the day
excavation is completed; if this is not possible, the excavation should be redrilled, cleaned, and the slurry tested before
concreting. For piers with neat line volumes larger than
one truckload, the theoretical concrete volume should be
computed for each pier size and compared with the actual
volume of concrete placed after each truckload.
5.4.4 Reinforcing steel—Reinforcing steel should be
placed in a shaft excavation after the construction geotechnical engineer has completed his observations and approved
placement.
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Following approval of the excavation, reinforcing steel
should be centered in the hole at the correct position and
elevation using spacers as necessary.
Reinforcing steel should not touch the sidewall of the excavation and should be completely encased in concrete using
appropriate spacers as necessary. Minimum concrete cover
of 3 in. (75 mm) should be maintained and the minimum
clear spacing between reinforcing steel should be 4 in. (100
mm) between horizontal reinforcement and four times the
size of the maximum coarse aggregate between vertical reinforcement (a minimum of 4 in. [100 mm]).
5.4.5 Concrete—All concrete should satisfy the following
requirements:
a) Concrete used in the slurry displacement method should
have a slump of 7 to 9 in. (175 to 230 mm).
b) Maximum aggregate size should be 0.75 in. (19 mm)
and not more than one-quarter the reinforcement clear
spacing.
c) Maintain a 6 in. (150 mm) or greater slump after 4 hours.
d) The required parameters of the concrete mixture should
be confirmed by trial batch if the supplier cannot demonstrate adequate experience with the concrete mixture design
submitted.
A trial batch of the drilled pier concrete is recommended
to confirm the fluidity properties are consistent with the
design. Slump tests should be taken hourly during the trial
batch if the supplier cannot demonstrate adequate previous
experience at achieving the recommended properties. Slump
tests should be taken from every truck in the field.
Longer fluidity durations may be needed for large, deep
drilled piers; in this case, laboratory slump-loss tests are
recommended. Slump tests should be taken hourly, both
during the trial batch and in the field, if the supplier cannot
demonstrate adequate previous experience at achieving the
recommended properties. The length of time needed to place
concrete in the pier, with or without temporary casing, may
also govern the retarding characteristics of the concrete
mixture. Special mixture proportions, including the use of
admixtures and careful control of cementitious material
content, may be required.
The specification submittal requirements should include
the construction geotechnical engineer as a reviewer of the
concrete mixture proportions along with appropriate support
information relating to all of the needed concrete properties
and results of past trial batches with the mixture. Equipment
and procedures should be part of the specification submittals given to the construction geotechnical engineer for prior
approval.
5.4.6 Concreting methods—Concrete placement should
be made following acceptance of the excavation by the
construction geotechnical engineer and placement of the
reinforcing steel.
If the design includes end bearing, the bottom should be
sounded again with a measuring tape with a weight attached
to the end after the steel placement and just before concrete
placement. All concrete should be placed while the excavation remains clean and stable and the concrete remains fluid.
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21
Placement should not begin until adequate concrete supply
is assured.
Concrete may be placed by tremie methods or by
pumping. In either case, a plugged, capped, or pig-plugged
tremie should be inserted and seated in the excavation. The
tremie should extend to the bottom of the shaft before the
commencement of concrete placement, and care should be
taken to expel all slurry suspension from the pipe during
the initial charging process if the pig plug approach is used.
The tremie pipe should be embedded in fresh concrete
a minimum of 10 ft (3 m) and maintained at that depth
throughout concreting to prevent entry of slurry into the
pipe. Pump tubes should be embedded at least 15 ft (4.5 m)
below the top of concrete.
Minimum tremie diameter should be 10 in. (250 mm).
Pump tube minimum diameter should be 5 in. (125 mm),
although 4 in. (100 mm) diameter pump tubes have been
successfully used with concrete mixture proportions
designed with appropriate aggregate sizes.
All tremies should be maintained clean and smooth on the
interior. The exterior should be as smooth as practical and
free from materials that might contaminate the slurry. The
latter is accomplished by rinsing the tremie, or by storing the
tremie in a hole filled with slurry.
The concrete should be placed while keeping the tremie
tip embedded in the concrete. The upper portion of concrete
flow should be wasted by overflow at the top of the pier, as
it is often contaminated with mud. Rapid raising or lowering
of the tremie should not be allowed.
In the capped tremie pipe approach, the tremie pipe or
pump line should have a seal, consisting of a bottom plate
or approved equal, that seals the bottom of the pipe until the
pipe reaches the hole bottom and enough concrete has been
placed to seal off water flow into the tremie pipe. The use of
a pig inserted in the pipe to separate the concrete from the
slurry is acceptable.
In the pig plug approach, the open tremie pipe should
be set on the bottom, the pig inserted at the top, and then
concrete placed, pushing the pig ahead to separate the
concrete from the slurry. When the pipe is fully charged, the
pipe should be lifted off the bottom only enough to start the
concrete flowing.
During tremie placement, the bottom of the tremie pipe
should not be lifted above the concrete level. If the seal is
lost, the pipe should be withdrawn, the seal replaced, and the
tremie operation restarted using the capped tremie approach.
Aluminum pipe or equipment should not be used for
placing concrete.
Exposed concrete should be protected against damage and
should be cured and protected to prevent moisture loss and
temperature extremes in accordance with ACI 301.
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
5.5—Safety
The following safety provisions should be regarded as a
minimum. Government regulations such as the Occupational
Safety and Health Administration (OSHA) may impose
stricter measures.
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
5.5.1 Gas in hole—All personnel involved in the excavation of a pier hole should be alert to toxic and explosive
gases that may be released into the hole. Gas masks, gas
detectors, adequate first aid equipment, and blowers to force
fresh air to the bottom of the hole should be readily available on the jobsite to assist personnel in emergencies. If gas
is encountered or anticipated, absolutely no personnel entry
should be permitted until the shaft has been properly vented
and tested.
5.5.2 Fall protection—The use of full-body safety harness
and safety rope should be worn by any person entering a
pier hole. The top of any pier hole should be covered when
excavation work is discontinued or finished and the hole left
open for any reason. The cover should be strong enough to
prevent a person from falling into the hole.
5.5.3 Collapse protection—Protective steel casing to
retain soil in the shaft walls should be employed when any
person is in the shaft or working at the bottom. A protective
cage or diving bell may sometimes be used instead of fulllength casing.
CHAPTER 6—CONSTRUCTION ENGINEERING
AND TESTING
6.1—Scope
The purpose of construction engineering and testing
is to assess the suitability of the in-place formations and
construction means and methods for conformance with the
pier design, assess the need for design modifications, guide
the design modifications, and confirm the pier is constructed
in accordance with the design and specifications. Given the
difficulties associated with assessing post-construction suitability of a drilled pier, construction geotechnical engineering
is an essential part of design (Ulrich and Ehlers 1995; Ulrich
2007). Construction geotechnical engineering involves, but
is not limited to, the evaluation of the construction means
and methods proposed by the contractor if different from
those specified; assessment of the concrete mixture proportion; checking the location, excavation, plumbness of the
shaft, shaft and bell dimensions if applicable; determining
the proper depth of excavation and the strength of bearing
stratum; assessment of underground conditions; guiding the
pier design modifications in the event that conditions are not
as designed; and observing that proper materials and concrete
placement procedures have been used. It is expected that
the construction engineer will furnish an opinion that each
as-installed pier will perform as designed.
6.1.1 Common causes for faulty piers—Although there
are multiple conditions that lead to faulty piers, the conditions are often detectable during construction. Some conditions that can lead to defects are:
a) Development of voids in a concrete shaft due to
improper pulling of casing and the use of concrete having
too little slump;
b) Concrete placed in seepage water in the pier;
c) Side cave-in of soil, resulting in contaminated concrete;
d) Improper location or plumbness of pier, or improper
reinforcement;
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e) Surface cave-in of soil resulting in contaminated
concrete or soil-filled voids;
f) Improperly placed tremie concrete resulting in segregation, discontinuity, or intermixing concrete with slurry or
water;
g) Squeeze of shaft or bell excavation before concreting or
during concreting;
h) Casing collapse;
i) Excess water or contaminated concrete at cold joints
resulting in a reduction in concrete quality;
j) Migration of water, resulting in dilution of the concrete
mixture and a reduction in concrete quality;
k) Poor concrete delivered to site;
l) Inadequate bell sizes;
m) Inadequate bearing material;
n) Incomplete slurry displacement during concrete tremie
placement;
o) Sand settling out of slurry during concrete placement,
resulting in stiffening of the concrete (slump loss) and
folding over of concrete trapping the sand sediments;
p) Reaction of polymer slurry with some formations;
q) Air entrapment in piers installed by the slurry displacement method.
6.2—Geotechnical field representative
The construction geotechnical engineer should be responsible for observation of drilled pier installation and associated construction engineering. The geotechnical field
representative should be qualified in pier construction work
and have sufficient technical educational background to
interpret observations correctly and to communicate what
is observed. The construction geotechnical engineer may
delegate some or all construction field services to a geotechnical field representative working under his/her supervision. Continuous full-time observation of each pier installation is recommended and associated office engineering is
needed to respond to the project submittals associated with
construction. Construction engineering and testing should
be performed under the direct supervision of the construction geotechnical engineer.
6.3—Preconstruction activities
Before design, a geotechnical investigation should be
made under the direction of a licensed professional engineer experienced and qualified in geotechnical engineering
using experienced personnel to perform a field investigation
and laboratory testing. The field investigation may include
borings.
In addition to determining the location, strength, and
compressibility of bearing materials at boring locations, it
is desirable to anticipate problems that may be encountered
during construction. Performing explorations at each pier
location is sometimes necessary—for example, when piers
pass through fills containing concrete and other obstructions,
or where bearing depths or bearing materials are variable. In
some cases, large exploratory auger holes or test piers are
required to assist in the evaluation of actual conditions to be
encountered.
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Rational project documents prepared jointly by the
structural engineer and geotechnical engineer are essential
for a successful project. Because construction means and
methods have a dominant role in design and the construction
geotechnical engineer provides the construction engineering
services, the geotechnical engineer should have a major
role in developing the documents and preparing the project
specifications.
The project document package includes all design geotechnical reports. The potential for obstructions and unforeseen
conditions should be addressed in the project documents.
Negotiated contracts with qualified foundation contractors
are recommended.
The contractor should be required to submit a plan for
foundation construction work for review by the geotechnical engineer and licensed design professional, and the plan
modified to address reviewer comments.
A preconstruction meeting should be held before contractor
mobilization to review the construction procedure. Meeting
minutes should be kept to record issues not addressed in
the project documents. Adjustments or modifications to the
construction documents should be documented and issued
following the meeting.
6.4—Construction geotechnical engineering
procedures
Adequate construction engineering may require downhole observations and tests on each end-bearing pier excavation (The International Association of Foundation Drilling
(ADSC) and the Deep Foundations Institute (DFI) 2004).
Observation from the ground surface may be acceptable
because of experience or geologic continuity, or may be
required due to unsafe conditions or slurry placement.
The following procedures should be observed.
6.4.1 Location—Horizontal deviation of the actual pier
center at the top from the design center should be measured
and recorded. If a protective casing is used, the top should be
checked with a plumb bob from staked reference lines, not
referenced to the surface casing.
6.4.2 Plumb deviation—Plumb deviation refers to horizontal deviation from the vertical of the pier, also known as
bottom plumbness. Horizontal deviation of the lower end of
the shaft or bell should be referenced to the vertical plumb
line of the pier design center at the top.
If the pier cannot be entered, the plumb deviation is estimated by moving the plumb line carefully from the design
center at the top to the edge of the shaft at the bottom in all
four directions and measuring distance from center. A plumb
bob suspended from a long line will tend to move excessively, or may adhere to the pier walls at the bottom.
6.4.3 Removal of obstructions—The construction
geotechnical engineer should participate in identifying and
defining an obstruction, and should log all observed obstacles removed by the contractor.
6.4.4 Casing—Where casing thickness, length, diameter,
or other properties have been specified, the geotechnical
representative should verify these requirements are satisfied.
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6.4.5 Loss of ground—Ground subsidence can occur
from surface caving, squeezing clays into the pier excavation, flow of saturated silts and sands into the hole, and from
removal of soil during pumping operations.
The contractor and the geotechnical field representative
should check water discharge from the pumps at agreed
intervals to estimate the amount of fines carried in the
water. Sediment tanks with overflow weirs are useful, and
frequently necessary, for this purpose. Soil movements that
could cause significant loss of ground should immediately
be brought to the contractor and the licensed design professional’s attention by the geotechnical field representative.
Difficulties in inserting and removing the drilling tools in
the shaft excavation may indicate squeezing soils. Volume
comparison of theoretical versus actual concrete quantities
can also be helpful.
6.4.6 Control of groundwater—Water in the pier excavation can occur from loss of seal around the temporary casing
or surface inflow if no top casing is used, seepage from a
granular saturated layer in the shaft or bell, or inflow from
the bottom of the excavation. The construction geotechnical
engineer should observe the water control methods and
report any inadequacies. For proper observation of bottom
clean-up, testing of bearing material and accurate placement
of concrete, the water level in the bottom of the hole should
not exceed a depth of 2 in. (50 mm). Where the water flow
cannot be controlled, special procedures will be required
(5.3.1). The special procedures adopted should be approved
by the licensed design professional and the construction
geotechnical engineer before implementation.
A representative coring of concrete placed by special
techniques in or through water or slurry may be required to
check the soundness and continuity of the concrete. Sonic
and gamma logging techniques used in preplaced access
tubes have also proven useful for this purpose.
6.4.7 Depth of pier—The construction geotechnical engineer should decide when the bearing material has been
reached and pier depth is adequate. This decision is made by
observation of excavated materials, tests on samples of the
bearing material, interpretation of the design geotechnical
report, or all of these.
6.4.8 Belled piers—Bell bottoms should be reasonably
flat. Down-hole observation is advisable to check the bell
shape, dimensions, and concentricity, and verify that the bell
roof and shaft walls are stable. The construction geotechnical engineer should make observations or measurements
to confirm the bell meets specification requirements. When
shaft and bell entry is considered unsafe, special remote
or indirect measuring procedures are recommended as
described in 6.4.11.
6.4.9 Cleanout—Good cleanout of soft, loose, disturbed
soil in the bottom of an end bearing straight shaft or belled
pier should be obtained. Generally loose, disturbed soil should
cover not more than 10 percent of bearing area to a maximum
depth of 2 in. (50 mm). Down-hole observation is recommended to see that the specified limitations are being met.
A final observation should be made just before the start
of concrete placement because bell roof instability can
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
occur without notice and may be undetectable from the
drill surface. Any additional disturbed material should be
removed at this time to the same quality of cleanup as that
recommended.
If the contractor considers conditions unsafe to send
workers into the hole because of water seepage and running
silt or an unstable bell roof condition, special measures
are required. Potential solutions depend on foundation
design, site-specific conditions, and available equipment.
One potential solution is casing off the problem area and
belling below, if soil conditions permit. Another method, if
the foundation equipment capabilities are suitable and the
reinforcement is confined to the shaft, is enlarging the bell
under slurry, tremie placing a cement grout to fill the bell,
allowing the grout to set up overnight, and then redrilling
the bell partly in the grout and partly below so that the
remaining grout collar provides support for the unsuitable
soil. The construction geotechnical engineer should observe
these special procedures to see that the design foundation
criteria are accomplished.
6.4.10 Bearing material—Close observation and testing
of the bearing material is important, requiring experienced
judgment. Upon reaching the bearing stratum and before
belling and cleaning, a strength test or a penetrometer
test should be made on the bottom material. One or more
probe holes may be drilled below the design level where
water or gas problems would not result and useful information is expected. Probe hole use should be defined in the
project documents and the information gleamed from them
discussed at the preconstruction meeting.
6.4.10.1 Clay, hardpan, or soft shale—Tests should be
made for shear strength to check that the required bearing
capacity is met. Sampling and testing should be performed
on undisturbed material representative of the materials over
the bearing area. Make several tests over large bottom areas
to establish the degree of uniformity of material and the
validity of the original test samples.
When piers are placed on or in formations of expansive
clay or shale, the loads on the bearing material should be
sufficient to resist uplift as determined by appropriate tests,
or the pier bearing level should be situated at sufficient depth
to preclude variations in moisture content at that level after
construction. Surface sources of water should be controlled
through proper drainage systems to prevent free water from
percolating along the perimeter of the pier. Otherwise, the
pier should be designed to resist uplift. The magnitude of
uplift forces, as well as the ability of the pier shaft, bell, or
both shaft and bell to resist the uplift, should be furnished by
the geotechnical engineer.
6.4.10.2 Cohesionless subgrade—Where the bearing
material is granular and contains less clay, in-place pressure meter tests (PMTs), split-barrel penetration tests, and
cone penetration tests (CPTs) may be performed as part of
the original exploration program to confirm strength properties and to avoid field delays. In addition, triaxial shear tests
or other specified suitable tests could provide meaningful
data. Where the properties and the range of variability of a
bearing stratum have been adequately determined during the
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geotechnical exploration, visual corroboration of the bearing
stratum may be sufficient. This is often more cost effective
than time-consuming laboratory or in-place tests.
In some areas where cavernous rock conditions are
present, test holes, borings, or multiple probe holes at each
drilled pier location may be needed. The need for such additional exploration and assessment should be weighed carefully with the variability of site-specific conditions.
Drilling of small-diameter probe holes into the bearing
strata to provide information on the adequacy or uniformity of the bearing stratum with depth should be done with
caution in clay or hardpan when water-bearing sand and silt
layers or lenses are suspected within or below the bearing
stratum. If such layers are penetrated, serious construction problems may result from infiltration and the washing
of silt or sand into the pier. Probe holes are recommended
only where soft layers are suspected underneath the bearing
layer or when it is felt necessary to supplement original
boring investigations. When probe holes indicate soft material below the bearing stratum, the pier should be extended
deeper or the undisturbed samples of the soft soils secured,
appropriate laboratory tests made, and the results analyzed
by the construction geotechnical engineer to evaluate the
allowable bearing capacity of the pier. The bell may need
to be enlarged, or additional piers may need to be required.
6.4.10.3 Bearing material under slurry—If construction
of the pier is performed under slurry so that physical bottom
observation is impractical, the bottom can be checked by
various methods. The method of assessing the bearing material for drilled piers installed by slurry methods will depend
on the project, foundation design and end-bearing component of the design, geologic formations encountered, and
the experience of the construction geotechnical engineer. On
some projects, assessing the drill cuttings at the surface and
sounding the bottom with a weighted tape is the approach
used (Ulrich and Ehlers 1995; Ulrich 2007). The Phillips
North Sea Platforms supported by belled footings (Ehlers
and Bowles 1973) relied on other procedures and drilling
equipment sounding. There are also various advanced techniques available, including down-hole camera with a sediment thickness gauge (Drilled Shaft Inspector’s Manual
2004). A short length of steel rod attached to a wire has been
used successfully. Alternately, a weighted tape can be used
(Frizzi et al. 2004). If desired, samples of the bottom can
be obtained by attaching special split-barrel sampling tubes
either to the drill rig, Kelly bar, or the airlift pipe and dropping them on the bottom with sufficient force to penetrate
the bearing material.
6.4.10.4 Bearing material hard rock formations—Because
of the inherent variability of rock formations on site, it is
often difficult to determine in advance the necessary depth
of excavation into the rock. The construction geotechnical
engineer should observe the pier excavation to confirm the
pier is founded in the design stratum. Soft, weathered, and
broken rock should be removed to hard solid formations
unless the design is based on bearing directly on the weathered rock. In some cases, weathered rock may extend tens
of feet (meters) deep. Where piers are socketed into the rock
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and part of the load is carried by side resistance (4.5), the
rock properties assumed in the design should be known by
the construction geotechnical engineer so that the adequacy
of the rock can be assessed in the field. Rock consistent with
design recommendations is required for the entire depth of
the socket as well as the bottom-bearing material, except
where engineering analysis indicates this is unnecessary.
Inspection holes should be used to determine if seams of
soft material exist in the rock close enough to the bearing
level to influence the pier design. From one to three probe
holes are recommended, depending on pier size, designbearing pressure, and anticipated rock quality. Additional
probe holes may help determine the extent and thickness of
seams prior to making a decision to remove the rock down
through the unacceptable layers. The probe holes are drilled
with an air drill and should extend into the rock a minimum
depth equal to the shaft diameter. The speed of air drilling
should be noted by the construction geotechnical engineer
and the drill hole sides checked with a feeler rod, borescope,
or TV camera to determine the location and size of cracks
and clay seams. Tolerable settlement usually governs the
permissible size and location of cracks and clay seams.
6.4.11 Pier inspections—The contractor should check each
pier hole before entering for methane and carbon dioxide gas.
If gas exceeds acceptable limits, it should be purged before
any personnel enter, or other provisions should be made
for safe entry. No smoking or welding should be permitted
until the absence of gas is determined. If direct observation
of the bottom is not possible, making purging impractical,
determine bell size by observing the position of previously
calibrated markings on the Kelly or bell bucket when the
bell bucket is fully extended during belling (ADSC and the
DFI 2004; Federal Highway Administration (FHWA) 2002;
Hertlein and Baker 1996). If there is any question about the
adequacy of the mechanical clean-up at the bottom, the bell
can be oversized and any remaining spoil back-bladed to the
oversize area at the bell’s edge.
6.4.12 Safety precautions—All Occupational Safety and
Health Administration (OSHA) safety regulations should
be followed for personnel entering a shaft for observation,
cleaning, or any other purpose.
6.5—Concrete placement
A drilled pier is not complete until the concrete has
been properly placed. Concrete placement operations are
as important to successful completion of the pier as to its
drilling. Concrete materials and placement methods are often
dictated by field conditions and should be selected to prevent
the development of voids, segregation of the coarse aggregates during concrete placement, and to achieve compatibility with design. Concrete should be placed so there is
uniform quality for the full design cross section throughout
the pier length. As placed, the concrete should develop the
required strength.
6.5.1 Construction engineering before concreting—Evaluation of the pier should begin with the excavation process
and extend through concreting. After a pier is excavated, it
should be inspected, including the bell where applicable, to
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25
verify that it has not been closed in or partially filled by soil
movements or pressure. This also reveals the presence of
any foreign material or excessive amounts of water, as well
as detrimental damage to any casing used. Inspections may
include visual observations with a mirror or high-intensity
light; quantitative verification of inside length and diameter;
and the depth of any water, soil, debris, or other obstructions
to concrete placement that are present. Leaky, damaged, or
otherwise obstructed piers that cannot be dewatered and
cleaned to permit proper concrete placement should be identified so that replacement piers can be installed while the
drilling rig is still nearby, if necessary.
If there is a delay before the pier is concreted, the pier
should be covered for protection from inflow of surface
water, soil, spoil, and other debris until the concreting takes
place. The pier should then be re-inspected immediately
before concrete placement. When concrete placement is
occurring simultaneously with pier installation, it is difficult for a single inspector to observe both operations properly. Be sure in these circumstances that the inspection and
construction crews for both operations are properly staffed
with qualified personnel.
6.5.2 Factors affecting placement—The placement of
concrete is affected by several factors, including:
6.5.2.1 Subgrade and pier-installation conditions—Pier
spacing, installation sequence, excavation methods, and
subgrade conditions can affect the concrete placement
techniques, as these items influence the potential soil pressures, leading to casing collapse and soil intrusion that affect
placement.
6.5.2.2 Pier configuration—The potential for concrete
segregation, arching, damage, and groundwater inflow are
affected by the geometrical properties of the casing: diameter; wall thickness; pier shape (straight-sided, belled);
interior roughness. Therefore, these geometrical properties
influence the selection of the placement procedures and
materials.
6.5.2.3 Reinforcement—The presence of reinforcing steel
influences the placement techniques because the length,
location, clearance, and spacing of longitudinal steel, lateral
spiral or ties, and spacers holding the reinforcement in its
design location can constrict flow and contribute to segregation and arching during concrete placement. The bar spacing,
casing to bar clearance, and bar-to-wall clearance should be
considered in determining the maximum aggregate size and
the vibration or rodding requirements to facilitate concrete
flow through and around the reinforcement. The bar clearance of four times the size of the maximum coarse aggregate is a minimum and a spacing of five times the maximum
coarse aggregate size may be needed, although in some
cases, special mixture proportions and the use of admixtures have allowed successful pier installations with bar
spacing smaller than 4 in. (100 mm). While it is preferred
that the cage be placed prior to concrete placement, piers
have been successfully constructed by inserting reinforcing
steel through plastic concrete; however, special detailing,
mixture proportioning, and careful control of construction
are recommended.
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
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6.5.2.4 Condition of pier—Conditions of the pier,
including presence of water, soil, or other debris, ruptures,
or leaks, affect the techniques required to clean the excavation in preparation for concreting. If the inflow of groundwater into the excavation cannot be controlled, it may dictate
the use of special underwater placement techniques, such as
tremie or pump placement.
6.5.2.5 Concrete mixture proportioning—Design mixture
properties such as slump, ratio of coarse-to-fine aggregate,
maximum coarse aggregate size, water-cementitious materials ratio (w/cm), cement factor, and admixtures, influence the workability and cohesiveness of the mixture and
the quality of the placed material. When selecting or establishing the design mixture, placement techniques and desirable mixture properties combat the obstacles listed in the
preceding four items should be considered.
If the concrete is not properly placed, pier defects can
develop that could cause the proposed structure to settle
excessively. Concrete defects that can develop include:
a) Voids resulting from entrapped water, water migration,
or incomplete concreting caused by arching, blockages, or
shell collapse;
b) Weak zones resulting from soil inclusions, foreign
object inclusions, or a reduced pile cross section;
c) Aggregate pockets resulting from coarse aggregate
segregation during placement or erosion of cement paste and
fines by water migration;
d) Weak concrete zones resulting from bleeding mixtures,
excessive water present during concrete placement, and
segregation;
e) Separations, breaks, or displacements caused by
surrounding construction activities, such as pile heave or
lateral displacement caused by adjacent driving, lateral pressures, and displacements from adjacent construction traffic,
and lateral pressures and displacements related to adjacent
excavations or fills.
Sometimes, the potential presence of defects is indicated
during construction by:
a) A drop in the concrete level at the pier head after
concrete placement;
b) Water seepage to the pier head from somewhere below;
c) Excessive accumulations of laitance at the pier head;
d) Excessive variation between the theoretical placement
volumes and delivered concrete volumes;
e) Load test failures or excessive settlement.
The prevention of concrete defects and identification
of conditions conducive to their development depend on
proper construction engineering before concrete placement,
proper concrete materials and placement procedures, and
experienced pier-concreting personnel. Close coordination
between pile construction engineering and concrete placement personnel is required.
6.5.3 Concrete monitoring—Perform the following monitoring during concrete placement:
6.5.3.1 Observe if the reinforcing steel is clean and
properly placed, and whether bar sizes and lengths are as
designed.
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6.5.3.2 Observe the condition of the pier bottom just
before concrete placement. If sediment has accumulated on
the bottom, reclean and recheck before concreting.
6.5.3.3 Using safety precautions, observe the condition of
the shaft walls or steel casing that will be in contact with
fresh concrete, and note the water position level behind the
casing. Concrete should be placed immediately after these
observations.
6.5.3.4 Using safety precautions, observe the method of
placing concrete in the pier to see that there is no segregation
or contamination of the materials when such methods as free
fall through a hopper, tremie pipe, or back chute are used.
6.5.3.5 Perform tests on fresh concrete such as slump, air
content, and wet unit weight when required, and cast test
specimens. In addition to a set of cylinders for each specific
batch of concrete yardage placed, which is typically 50 to
100 yd3 [38 to 76 m3] (or a day’s placement if less), one test
cylinder should be taken from every truckload and tested at
7 days to check for any indications of potential problems.
6.5.3.6 Observe that concrete is placed continuously
without interruption or long delays, and that a sufficient head
of concrete is maintained inside the casing to balance the
head of water outside the casing. Continuous placement will
prevent inflow of water and soil into the fresh concrete as
the casing is withdrawn. Compare the theoretical to actual
volume of concrete placed (5.3.5).
6.5.3.7 Observe the level of concrete during the initial
casing pull. If the concrete is observed to rise, there is a
potential for discontinuity in the concrete.
6.5.3.8 Stay constantly alert for evidence that soil is
included in the concrete by any mechanism, including inadvertent movement of soil into the top of the open hole.
6.5.4 Cave-ins—When placing concrete in uncased excavations of questionable stability, close observation of the
hole during concrete placement is necessary to detect a cavein. During winter months when there is an excess of vapor
from the hot concrete, detection is more difficult. When a
cave-in takes place, the pier should be cleaned out, cased,
and the concrete placed again. It is always possible for a soil
cave-in to go undetected.
Surface soil cave-in over the top of the casing can occur
only when the casing does not protrude sufficiently above
ground surface or when there is a spoil pile too close to the
pier location.
Side soil cave-in as casing is pulled can result either from
inadequate head of concrete in the casing at the time of
pulling to balance the forces tending to cause soil cave-in,
or it can occur if the concrete becomes hung up in the casing
either by arching due to low slump or a fast set. The suction
created as the casing and concrete are pulled tends to cause
an influx of soil and water beneath the casing. These conditions should not occur. In the event that they do, they should
be corrected. This could require redrilling the hole using
proper procedures.
6.5.5 Concreting through slurry—When concrete is placed
under slurry, either by tremie procedures or by pumping,
carefully observe that:
a) The slurry level in the pier is static before concreting;
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b) There is adequate initial separation of concrete and
slurry. Check the pig dimensions for a close fit, and if a
plate is attached to the bottom of the pipe, check the release
mechanism;
c) The placement of tremie or pump pipe is at the bottom
of the pier;
d) The concrete head in the tremie is adequate to allow
lifting of the tremie tip and that tremie tip embedment in
concrete is at least 10 ft (3 m);
e) The level of concrete in the pier is monitored with a
weighted tape, and the position of the tremie or pump pipe
is watched. Continue monitoring the relative position of
concrete and pipe to see that the pipe is always in concrete;
f) The calculated theoretical concrete volumes are
compared with actual placed volumes after placement for
piers whose theoretical volumes exceed one truckload.
If concrete is placed under slurry without casing, and
specially designed slurry has been specified for a side-resistance pier design, measure viscosity, density, pH, and sand
content of slurry to see that it meets specifications as well as
follows the procedures outlined in 5.4.6.
6.6—Post-construction assessment
Critical soil or groundwater conditions, questionable
construction methods, or subsequent nearby construction
activities may raise doubt about the integrity of certain piers
on a project. Construction means and methods do not always
produce flawless piers. The presence of flaws in piers can
impact both the structural and geotechnical ability of the pier
to support load. The most frequently used method for determining the soundness of a pier is core drilling with associated probing on the sides of the core hole, TV inspection,
bore scope inspection, and sonic testing between core holes.
Sonic devices and techniques without core holes, such as
surface reflection techniques, parallel seismic techniques, or
large strain dynamic capacity testing, have also been used
(Davis and Hertlein 2006). Although sonic testing from the
surface is unlikely to detect unsatisfactory bottom conditions, particularly if the depth-to-diameter ratio exceeds 30,
large strain dynamic capacity testing can effectively test the
bottom if sufficient energy is used. None of the nondestructive testing methods are sufficient as the sole criteria for
acceptance or rejection of a pier.
For concrete placement underwater or with slurry using
appropriate tremie or concrete pumping procedures, a
satisfactory and relatively convenient method for checking
concrete integrity and quality after placement is to use either
sonic testing or gamma logging techniques in preplaced
access tubes extended to the base of the pier (Baker 1986;
Baker et al. 1992).
The Deep Foundation Institute (DFI) has published a manual
on assessment of drilled piers that provides a good summary
of the available techniques and their limitations (Manual for
Non-Destructive Testing and Evaluation of Drilled Shafts
2005). Additional guidance and practical experiences are
provided by Hertlein (1997) and Davis and Hertlein (2006).
27
6.7—Reports
Construction reports, which may be issued daily or weekly
by the construction geotechnical engineer and drilled pier
contractor, should be given to the licensed design professional, structural engineer, and contractor. These reports
should cover the following items when applicable:
a) Location and dimensions of pier holes drilled;
b) Top and bottom elevations (the degree of accuracy
necessary should have been previously specified by the
structural or the geotechnical engineer);
c) Type of shaft-excavating methods used;
d) Description of materials encountered during excavation;
e) Description of groundwater conditions encountered;
f) Description, location, and dimensions of obstructions
encountered and if removal was attained;
g) Description of temporary or permanent casing placed,
including purpose, length, wall thickness, and anchorage or
seal obtained, if any;
h) Description of any soil and water movement, bell
and wall stability, loss of ground, methods for control, and
pumping requirements;
i) Data secured for all shaft, bell, and shear ring
measurements;
j) Description of cleanout methods and adequacy of initial
cleanout;
k) Elevation at which bearing material was encountered;
l) Description of bearing material, probe holes made,
method of probing, rate of drilling in rock, samples taken,
tests made, and conclusions reached with regard to adequacy
of bearing material;
m) Description of adequacy of cleanout just before
concrete placement;
n) Record of depth of water in hole and rate of water infiltration before concrete placement;
o) Record of reinforcing steel inspection for position and
adequacy;
p) Method of concrete placement and removal of casing,
if any; record head of concrete during removal of casing and
elevation of concrete when vibration began;
q) Record of any difficulties encountered, including
possible soil inclusion, voids, shaft constriction, or casing
collapse;
r) Condition of concrete delivered to site, including record
of slump, unit weight, air content, and other tests and cylinders made for compression testing;
s) Record of any deviations from the specifications and
decisions required.
6.8—Criteria for acceptance
The following minimum criteria for acceptance of
completed piers should be included in the specifications. The
licensed design professional or geotechnical engineer may
specify additional or more restrictive requirements in the
contract documents. Any variations should be brought to the
attention of the licensed design professional and geotechnical engineer before acceptance.
6.8.1 Location and plumbness—Unless compensated for
in the structural design, permissible construction tolerances
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
for plumbness should be in accordance with ACI 336.1. The
top of the pier should not deviate from the planned location
more than 4 percent of the pier diameter or 3 in. (75 mm) in
any direction, whichever is less. Tolerances smaller than 2
in. (50 mm) are difficult to obtain.
6.8.2 Shafts, bells, and shear rings—Measurements of
shafts, bells, and shear rings should be made by the geotechnical field representative. The area of the shaft and bell
should not be less than 100 percent of that specified. For
machine-made bells, the bell roof slope should be a straight
line downward and not be concave upward. The bell design
edge should be at least 6 in. (150 mm) thick.
6.8.3 Cleanout—All loose material and spoil should be
cleaned out of shafts and bells before placing concrete. In
the case of end-bearing piers, the volume of loose material
and spoil should not exceed an amount that would cover 10
percent of the area to a depth of 2 in. (50 mm).
6.8.4 Reinforcement—Refer to ACI 117.
6.8.5 Pier acceptability for concrete placement—A pier
should not be considered acceptable for concrete placement until the inspection procedures described in Section 6
have been accomplished as applicable and accepted by the
construction geotechnical engineer.
6.8.6 As-built acceptance—The licensed design professional or geotechnical engineer may choose to require load
testing or nondestructive testing before accepting the as-built
pier. Load testing methods are described in 3.5.7 and 3.5.8.
Post-construction assessment techniques are described in 6.6.
6.9—Corrective measures
If the pier does not meet specification requirements,
corrective measures are needed (Baker and Khan 1971).
There is no simple, economical method to determine conclusively if an as-installed pier is defective, although several
methods are available to augment construction observations
and coring (Davis 1991). If necessary, suspect piers can be
load tested by either conventional static means or by large
strain dynamic testing (Baker et al. 1992). In the case of a
shaft being off location or out of plumb, if the out-of -tolerance deviation is discovered before concreting, it may be
possible to correct most economically by increasing structural reinforcement of the pier, adding structural lateral
restraint, or by performing both corrections. This approach
requires analysis by the structural engineer. If the excavation
is severely out of tolerance, this approach may not be practical. Instead, it might be necessary to backfill the hole with a
lean mixture proportion grout and carefully redrill. Periodically check and make corrections for plumb tolerance during
the redrill. In this case, the grout should be designed to be
reasonably comparable to the strength and hardness of the
ground being drilled. Alternatively, it may be possible that
the shaft can be redrilled sufficiently oversize that a design
size shaft of the correct size and plumbness falls within the
overall dimensions of the new oversize excavation.
CHAPTER 7—REFERENCES
ACI Committee documents and documents published by
other organizations are listed first by document number, full
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title, and year of publication followed by authored documents listed alphabetically.
American Concrete Institute
117-10—Specification for Tolerances for Concrete
Construction and Materials and Commentary
301-10—Specifications for Structural Concrete
318-99—Building Code Requirements for Structural
Concrete and Commentary
318-11—Building Code Requirements for Structural
Concrete and Commentary
336.1-01—Specification for the Construction of Drilled
Piers
543R-12—Guide to Design, Manufacture, and Installation of Concrete Piles
American Petroleum Institute
13A—Specification for Drilling Fluid Materials
13B-1—Recommended Practice for Field Testing WaterBased Drilling Fluids
RP 13B-1—Field Testing for Water-Based Drilling Fluids
ASTM International
D1143/D1143M-07(2013)—Standard Test Methods for
Deep Foundations Under Static Axial Compressive Load
D2113-08—Standard Practice for Rock Core Drilling and
Sampling of Rock for Site Investigation
D4380-12—Standard Test Method for Density of Bentonitic Slurries
D4381/D4381M-12—Standard Test Method for Sand
Content by Volume of Bentonitic Slurries
D4972-13—Standard Test Method for pH of Soils
D6910/D6910M-09—Standard Test Method for Marsh
Funnel Viscosity of Clay Construction Slurries
D7383-10—Standard Test Methods for Axial Compressive Force Pulse (Rapid) Testing of Deep Foundations
Deep Foundations Institute
Manual for Non-Destructive Testing and Evaluation of
Drilled Shafts, 2005
International Association of Foundation Drilling (ADSC)
and the Deep Foundations Institute (DFI)
Drilled Shaft Inspector’s Manual, second edition, 2004
Authored documents
Baker, C. N., 1986, “Pier Design and Construction in
Water Bearing Soils,” Proceedings of the International
Conference on Deep Foundations, Deep Foundations Institute (DFI), DFI-CIGIS Symposium, Hawthorne, NJ, Sept.
Baker, C. N.; Drumright, E. E.; Briaud, J. L.; MensahDwumah, F.; and Parikh, G., 1992, “Drilled Shafts for
Bridge Foundations,” Report No. FHWA-RD-95-172, U.S.
Department of Transportation, McLean, VA.
Baker Jr., C. N., and Gnaedinger, J. P., 1960, “Investigation of the Concrete Free Fall Method of Placing High
Strength Concrete in Deep Caisson Foundation, Soil Testing
Services, Inc.,” Chicago, 11 pp.
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REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
Baker, C. N., and Keifer, T. A., 1994, “Effects of Free Fall
of Concrete in Drilled Shafts,” ADSC Report No. TL112,
Jan.
Baker, C. N., and Khan, F. R., 1971, “Caisson Construction Problems and Correction in Chicago,” Proceedings,
ASCE, V. 97, No. 2, Feb., pp. 417-440.
Borden, R. H., and Gabr, M. A, 1987, “Analysis of
Compact Pole-Type Footings, LT Base: Computer Program
for Laterally Loaded Pier Analysis Including Base and Slope
Effects,” Department of Civil Engineering, North Carolina
State University at Raleigh, North Carolina Department
of Transportation and Federal Highway Administration,
Raleigh, NC, 215 pp.
Broms, B. B., 1964, “Lateral Resistance of Piles in Cohesionless Soils,” Proceedings, ASCE, V. 90, No. SM3, May,
pp. 123-156.
Broms, B. B., 1965, “Design of Laterally Loaded Piles,”
Proceedings, ASCE, V. 91, No. SM3, pp. 79-99.
Brown, D. A.; Turner, J. P.; and Castelli, R. J., 2010,
“Drilled Shafts: Construction Procedures and LRFD Design
Methods,” Geotechnical Engineering Circular 10, FHWA
NHI-10-016, NHI Course No. 132014, May.
Canadian Geotechnical Society, 1985, “Deep Foundations on Rock,” Canadian Foundation Engineering Manual,
Richmond, BC, Canada, Second ed, Part 3, Section 20.1.
City of New York, 2008, Section 1808.2.8.4, “Allowable
Frictional Resistance,” Building Code of the City of New
York, Jan. 1 to Dec. 31.
Davis, A. G., 1991, “The Development of Small Strain
Integrity Testing at Drilled Shafts: A Review,” Transportation Research Board, Washington, DC, Jan.
Davis, A. G., and Hertlein, B., 2006, Nondestructive
Testing of Deep Foundations, John Wiley and Sons, Ltd.,
West Sussex, England, Aug. 18, 292 pp.
Davisson, M. T., 1969, “Design of Deep Foundations for
Tall Buildings Under Lateral Load,” University of Illinois
Bulletin, V. 66, No. 78, Feb. 14, pp. 157-174.
Davisson, M. T., 1993, “Negative Skin Friction in Piles
and Design Decisions” Proceedings, Third International
Conference on Case Histories in Geotechnical Engineering,
St. Louis, MO, June 1, pp. 1793-1801.
Ehlers, C. J., and Bowles, W. R., 1973, “Underreamed
Footings Support Offshore Platforms in the North Sea,”
Paper No.1895-MS, Proceedings of the Ninth Annual
Offshore Technology Conference, Houston, TX.
Federal Highway Administration (FHWA), 2002, “Drilled
Shaft Foundation Inspection,” National Highway Institute
(NHI) Course No. 132070, Federal Highway Administration
Publication No. FHWA NHI-03-018, Dec.
Frizzi, R. P.; Meyer, M. E.; and Zhou, L., 2004, “FullScale Field Performance of Drilled Shafts Constructed using
Bentonite and Polymer Slurries,” Proceedings of GeoSupport 2004, The Geo-Institute, ASCE, Reston, VA.
GAI Consultants, Inc., 1982, “Laterally Loaded Drilled
Pier Research, Volume 1: Design Methodology,” Research
Report EPRI EL-2197, Electric Power Research Institute,
Palo Alto, CA, V. 1, Jan.
29
Goodman, R. E.; Van, T. K.; and Heuze, F. E., 1968,
“The Measurement of Rock Deformability in Bore Holes,”
10th Symposium of Rock Mechanics, University of Texas,
Austin, TX, May, pp. 523-545.
Hertlein, B. H., 1997, “Practical Experience with NonDestructive Testing of Augered CIP Piles,” Proceedings – DFI
Specialty Seminar, Augered Cast-In-Place Piles Seminar,
Orlando, FL.
Hertlein, B. H., and Baker Jr., C. N., 1996, “Practical
Experience with Non-Destructive Testing of Deep Foundations: A Drilled Shaft Inspector’s Guide to Detecting Anomalies and Assessing the Significance of ‘Defects,’” Foundation Drilling, ADSC, Dallas, TX, Mar-Apr., pp. 19-26.
Horvath, R. G., and Kenney, T. C., 1979, “Shaft Resistance
of Rock-Socketed Drilled Piers,” ASCE Annual Convention,
Atlanta, GA, Oct., pp. 182-214.
Kiefer, T. A., and Baker Jr., C. N., 1994, “The Effects of
Free Fall Concrete in Drilled Shafts,” ADSC International
Association of Foundation Drilling, Dallas, TX, June/July,
pp. 16-17.
Koutsoftas, D. C., 1981, “Caissons Socketed in Sound
Mica Schist,” Journal of the Geotechnical Engineering
Division, ASCE, V. 107, pp. 743-757.
Litke, S., 1992, “Concrete Free Fall Tested in Alabama
Highway Department Project,” Foundation Drilling, ADSC:
The International Association of Foundation Drilling, JuneJuly, pp. 14-16.
Occupational Safety and Health Standards, Construction, (29 CAR 1926), U.S. Department of Labor, Occupational Safety and Health Administration, U.S. Government
Printing Office, Washington, DC.
O’Neill, M. W., and Reese, L. C., 1999, “Drilled Shafts:
Construction Procedures and Design Methods,” Publication
No. FHWA-IF-99-025, U.S. Department of Transportation,
McLean, VA.
Osterberg, J. O., 1989, “New Device for Load Testing
Driven Piles and Drilled Shafts Separates Friction and End
Bearing,” Proceedings: International Conference on Piling
and Deep Foundations, London, A. A. Balkema Publishers,
Rotterdam, Netherlands, May, p. 421.
Poulos, H. G., and Davis, E. H., 1980, Pile Foundation
Analysis and Design, John Wiley & Sons, New York, 397 pp.
Prakash, S., 1962, “Behavior of Pile Groups Subjected to
Lateral Load,” PhD thesis, Department of Civil Engineering,
University of Illinois, Urbana, IL.
Reese, L. C., 1977, “Laterally Loaded Piers: Program
Documentation,” Journal of the Geotechnical Engineering
Division, V. 103, ASCE, pp. 287-305.
Reese, L. C., 1984, Handbook on Design of Piles and
Drilled Shafts Under Lateral Load, Federal Highway
Administration, Office of Implementation, U.S. Department
of Transportation, McLean, VA.
Reese, L. C., and O’Neill, M. W., 1988, “Drilled Shafts:
Construction Procedures and Design Methods,” Publication
No. FHWA-HI-88-042, U.S. Department of Transportation
Federal Highway Administration, McLean, VA.
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30
REPORT ON DESIGN AND CONSTRUCTION OF DRILLED PIERS (ACI 336.3R-14)
Terzaghi, K.; Peck, R. B.; and Mesri, G., 1996, Soil
Mechanics in Engineering Practice, second edition, John
Wiley and Sons, Inc., New York, 549 pp.
Turner, C. D., 1970, “Unconfined Free-Fall of Concrete,”
ACI Journal Proceedings, V. 67, No. 12, Dec., pp. 975-976.
Ulrich, E. J., 2007, “The Tallest Building in the Texas
Medical Center: Memorial Hermann Medical Plaza.”
Proceedings, GeoDenver, Jan.
Ulrich Jr., E. J., and Ehlers, C. J., 1995, “Tallest Building
in the Texas Medical Center: St. Luke’s Medical Tower,”
Design and Performance of Mat Foundations—State-of-theArt Review, SP-152, E. J. Ulrich, ed., American Concrete
Institute, Farmington Hills, MI, pp. 219-244.
Ulrich, E. J., and Ehlers, C. J., 2000, “Arrest of a Texas
Landslide,” Concrete International, V. 22, No. 1, Jan., pp.
57-64.
Wang, S. T., and Reese, L. C., 1987, “The Effect of NonLinear Flexural Rigidity on the Behavior of Concrete Piles
Under Lateral Loading,” Texas Section, ASCE, Houston, TX.
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Reese, L. C., and Van Impe, W. F., 2001, Single Piles
and Pile Groups Under Lateral Loading, A. A. Balkema
Publishers, Rotterdam, The Netherlands, 463 pp.
Reese, L. C., and Wright, S. J., 1977, Drilled Shaft Design
and Construction Guidelines Manual, V. I and II, U.S.
Department of Transportation, McLean, VA.
Richardson, E. V.; Harrison, L. J.; and David, S. R.,
1991, “Evaluating Scour at Bridges,” U.S. FHWA, Office
of Research and Development, Hydraulic Engineering
Circular No. 18, Publication No. FHWA-IP-90-017, U.S.
Department of Transportation, McLean, VA.
Singh, A.; Hu, R. E.; and Cousineau, R. D., 1971, “Lateral
Load Capacity of Piles in Sand and Normally Consolidated
Clay,” Civil Engineering Magazine, ASCE, V. 41, No. 8,
Aug., pp. 52-54.
Suprenant, B., 2001, “Free Fall of Concrete,” Concrete
International, V. 23, No. 6, June, pp. 44-45.
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As ACI begins its second century of advancing concrete knowledge, its original chartered purpose
remains “to provide a comradeship in finding the best ways to do concrete work of all kinds and in
spreading knowledge.” In keeping with this purpose, ACI supports the following activities:
· Technical committees that produce consensus reports, guides, specifications, and codes.
· Spring and fall conventions to facilitate the work of its committees.
· Educational seminars that disseminate reliable information on concrete.
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· Certification programs for personnel employed within the concrete industry.
· Student programs such as scholarships, internships, and competitions.
· Sponsoring and co-sponsoring international conferences and symposia.
· Formal coordination with several international concrete related societies.
· Periodicals: the ACI Structural Journal, Materials Journal, and Concrete International.
Benefits of membership include a subscription to Concrete International and to an ACI Journal. ACI
members receive discounts of up to 40% on all ACI products and services, including documents, seminars
and convention registration fees.
As a member of ACI, you join thousands of practitioners and professionals worldwide who share
a commitment to maintain the highest industry standards for concrete technology, construction,
and practices. In addition, ACI chapters provide opportunities for interaction of professionals and
practitioners at a local level.
American Concrete Institute
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Farmington Hills, MI 48331
Phone: +1.248.848.3700
Fax: +1.248.848.3701
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38800 Country Club Drive
Farmington Hills, MI 48331 USA
+1.248.848.3700
www.concrete.org
The American Concrete Institute (ACI) is a leading authority and resource
worldwide for the development and distribution of consensus-based
standards and technical resources, educational programs, and certifications
for individuals and organizations involved in concrete design, construction,
and materials, who share a commitment to pursuing the best use of concrete.
Individuals interested in the activities of ACI are encouraged to explore the
ACI website for membership opportunities, committee activities, and a wide
variety of concrete resources. As a volunteer member-driven organization,
ACI invites partnerships and welcomes all concrete professionals who wish to
be part of a respected, connected, social group that provides an opportunity
for professional growth, networking and enjoyment.
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