MALLA DE CURSO de la UNIVERSIDAD DEL PACIFICO
COMPLIANCE OFFICER.
A Compliance Officer, or Compliance Manager, ensures a company functions in a legal and ethical
manner while meeting its business goals. They are responsible for developing compliance programs,
reviewing company policies, and advising management on possible risks.
Compliance Risk Anti-Money Laundering Sr. Associate - Business Risk Services
Essential Duties and Responsibilities
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Meet or exceed targeted billing hours (utilization)
Assist practice leadership in creating proposals, budgets, and work plans. Participate in other
business development activities as appropriate
Contribute to and support client service teams on multiple AML engagements and compliance
program initiatives
Participate in the creation and tracking of engagement work plans, timelines, budgets, project
management, and resource allocations
Research, analyze, and understand current market place issues and emerging regulatory
requirements and guidance
Manage and minimize engagement risk by proactively identifying issues and recommended
courses of remediation.
Manage, develop, train, and mentor staff on projects and assess performance for engagement
and year-end reviews
Assist Managers developing proposals
Maintain active communication with clients to manage expectations, ensure satisfaction, and
become a trusted business partner
Actively participate in recruiting top talent to the firm
Attend professional development and networking events and training seminars on a regular
basis.
Adhere to the highest degree of professional standards and strict client confidentiality
Other duties as assigned
Corporate Compliance Officer - Investigations and Data Analytics
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