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Klaus Mollenhauer 1928-1998 Encyclopedia

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Mollenhauer, Klaus (1928–1998)
Chapter · January 2016
DOI: 10.1007/978-981-287-532-7_196-1
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Mollenhauer, Klaus (1928–1998)
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Norm Friesen
College of Education, Boise State University,
Boise, ID, USA
University of British Columbia, Vancouver,
Canada
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Introduction
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Klaus Mollenhauer (1928–1998) is one of the
most important German theorists of education of
the postwar era. Mollenhauer is renowned for his
contributions to critical pedagogy and educational
social work (Sozialpädagogik) in Germany. His
late philosophical work, Forgotten Connections:
On Culture and Upbringing (2014), has been
translated into multiple languages including
English and deals in a highly original and accessible way with education in its most basic
elements.
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Biography
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Klaus Mollenhauer (1928–1998) was born the son
of a prison teacher and a social worker in Berlin.
Like others born at the end of the 1920s (e.g.,
Jürgen Habermas or Niklas Luhmann),
Mollenhauer was forced to join the German
army in his early teens at the end of the Second
World War. After being captured and imprisoned
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for almost 4 weeks by the British Army,
Mollenhauer returned to school in 1946 and then
attended the College of Education in Göttingen.
Mollenhauer studied under Herman Nohl and
Erich Weniger, representatives of human science
pedagogy (Geisteswissenschaftliche Pädagogik,
sometimes simply referred to as Pädagogik, pedagogy, or even “pedagogics”). This tradition can
be traced back to the phenomenology of Edmund
Husserl and the historical hermeneutics of
Wilhelm Dilthey and Friedrich Schleiermacher.
Mollenhauer was also greatly influenced by
Helmuth Plessner, whose “philosophical
anthropology” – the study of the “meaning of
being human” – synthesized critical, historical,
and hermeneutic impulses together with the
more
particularistic
possibilities
of
phenomenology.
In the tumult of the late 1960s, Mollenhauer,
working at the Goethe University in Frankfurt,
stood out as a rare older ally or “big brother” of
dissatisfied youth, providing refuge and assistance
for the likes of Gudrun Ensslin and Andreas
Baader, later key members in the Baader-Meinhof
terrorist group. His 1968 book Education and
Emancipation: Pedagogical Sketches was eagerly
taken up by students and activists and is the text
for which he is still best known in Germany today.
In 1972, Mollenhauer returned to Göttingen to
accept a position at his alma mater. Influenced by
Habermas and other social and psychological theorists, he published his second monograph in the
same year: Theories of Educational Processes:
# Springer Science+Business Media Singapore 2016
M.A. Peters (ed.), Encyclopedia of Educational Philosophy and Theory,
DOI 10.1007/978-981-287-532-7_196-1
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Towards an Introduction to Educational Problems. His 36 years in Göttingen were marked by
great academic productivity (e.g., the appearance
of over 100 articles and anthologies, as well as his
third and final monograph, Forgotten Connections), as well as by a concern with questions of
aesthetics and culture and by an explicit return to
philosophical anthropology and human science
pedagogy of his student days. When asked about
the underlying theme in his life’s work,
Mollenhauer responded by reiterating what one
very early human science scholar had identified as
the central question of education: “I can only say
with Schleiermacher: ‘What does the older generation want of the younger?’” (1991, p. 85).
Frankfurt am Main: Critical Pedagogy,
Sozialpädagogik
Mollenhauer began his career with a nuanced
critical analysis of the tradition of human science
pedagogy in the light of the events during and
after the Second World War – and also in the
context of the subsequent emergence of an Americanized consumer welfare state. He famously
writes in Education and Emancipation that “the
years since the Second World War have shown
[the tradition of] human science pedagogy to have
limited capabilities to shed light on the situation
that is now constitutive of educational reality”
(1968, p. 9). Education, in short, could no longer
be adequately conceptualized and practiced in
terms of traditional, elevated notions such as
Bildung (formation, cultivation; e.g., see Wilhelm
von Humboldt 1998) or the “pedagogical relation” (e.g., see Spiecker 1984).
However, this did not lead Mollenhauer to an
uncritical embrace of the psychologies of learning
or sociologies of management and efficiency
coming from Anglo-America. In a 1961 essay
simply titled “Adaptation” (Anpassung),
Mollenhauer teases out the various meanings of
“adaptation” and its derivatives (e.g., adjustment,
assimilation, accommodation) in biology, cognitive psychology, and sociology: It is the response
of an organism to its environment, the adjustment
of an environment to one’s needs, and a change
Mollenhauer, Klaus (1928–1998)
purposefully brought about by oneself, upon oneself (as in today’s self-regulation and metacognition). Mollenhauer insists that education must go
well beyond these conceptions, saying that as it is
conventionally defined, “adaptation is entirely
one-sided; its pedagogical obverse is autonomous
subjectivity” (1961, p. 359, emphasis added).
Apparently harking back to both Kant’s notion
of enlightenment (as the emergence from selfimposed dependency) and Romantic understandings of reflection (as a progressive transcendence
of perceptual immediacy), Mollenhauer emphasizes that the educated person is by necessity not
adapted or that, “paradoxically” in our modern
“cultural context, only a reflective [i.e. maladapted] person can really be said to be
‘adapted’” (p. 357).
Education and Emancipation clearly betrays
the influence of the Frankfurt School or Institute
for Social Research, while still referencing more
conservative notions of human science pedagogy.
This is evident in Mollenhauer’s definition of in
this context; Mollenhauer was led to define
Bildung specifically as “political Bildung” and as
“political enlightenment,” with a clear urgency
and specificity: “Bildung – as opposed to
education – is enlightenment regarding the conditions of one’s own existence and the concretization of singular individuality to the degree that it is
possible under such conditions” (1968, p. 65).
A second central concern in Education and Emancipation is the “problem of authority” in both
educational theory and practice: “Pedagogical
authority,” Mollenhauer emphasizes, “is in reality
the authority of domination” (p. 62). Citing the
canonical figures of “pedagogical thinking” in
Germany – Rousseau, Pestalozzi, and von
Humboldt – Mollenhauer invokes critical rationality and empirical verification as the criteria
for a pedagogy that would be emancipatory not
only for those thus educated, but for society in
general:
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If it is true that our society is not simply the product
of its own reproduction, this means that [existing]
social determinations are not simply to be
reproduced through education. [It further follows
that] . . .as both theory and practice, pedagogy has
the task of producing in the new generation the
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potential for social change or transformation
(Veränderung). (1968, pp. 66–67)
Harking back to his paper on adaptation,
Mollenhauer underscores priorities and examples
that
could
readily
be
regarded
as
“maladaptive” – all the while drawing from
canonical figures of pedagogy and pedagogical
thinking.
Göttingen: Culture and Upbringing
and the Science of Examples
Mollenhauer’s second monograph, published
shortly after his arrival in Göttingen, offers a
curious mixture of the psychoanalytic educational
theory of Siegfried Bernfeld (1973), the theory of
communicative action of Jürgen Habermas
(1984), human science pedagogy (again), as well
as critical theories of social reproduction and
hegemony. This book has been characterized as
a “theoretical explication along the lines only
coarsely sketched in Education and Emancipation” (Aßmann 2015, p. 158) and also as an
investigation – using a new sociological “terminology” and complex “social models” – of “the
pedagogical relation” beloved of human science
pedagogy (Hopmann 2014, p. 58). The conceptual vocabularies of sociology, psychology, and
the human sciences are combined to form models
of social reproduction through intergenerational
educative processes (Fig. 1).
The pedagogical relation is recast in this model
as the “pedagogical dyad,” which – in opposition
to traditional insistence on its social
“autonomy” – is very explicitly interrelated with
social
and
institutional
factors.
The
intergenerational
dynamics
central
to
Schleiermacher’s question about “what the older
generation wants of the younger” are expressed
here in the form of “an ensemble of expectations
for social reproduction.”
However, as the 1970s progressed,
Mollenhauer came to see that he could not integrate the pedagogical relation and other concerns
of human science pedagogy to form a grand sociological synthesis. Mollenhauer realized that any
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person’s experience of their own upbringing and
Bildung is not just the result of indifferent sociopolitical structures and processes, but is particular
and embedded in one’s own biography, culture,
and history, often decisively shaped, for example,
through a relationship with an especially engaged
teacher, parent, counselor, or grandparent. This
understanding of Bildung as a biographical and
experiential “way of the self” (Mollenhauer, as
quoted in Winkler 2002, p. 7) means that
Mollenhauer’s attention in his third monograph,
Forgotten Connections, is directed to particular
instances of these ways of and toward
selfhood – and it articulates them using a language
clearly different from that of the social sciences:
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In order to find another language, I had to realign
my object of study. I found I was able to arrive at a
better language for studying education and upbringing when I read more, say, of Franz Kafka’s educational text [Letter to his Father]. Or the
extraordinary care that Augustine takes in his writings. These are exercises in the Bildung of the self
[Selbstbildung]. (Mollenhauer 1991, p. 81)
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When considered in this very general way, this
type of language allows Mollenhauer to powerfully illustrate some of the most basic commonalities and patterns relevant to education and
upbringing (Erziehung): that it is, as Schleiermacher suggests, a confrontation between older and
younger generations, about which the older
should be reflective; that adults “educate” both
involuntarily and unsystematically, through their
ways of life, and also quite deliberately, through
curriculum and instruction; and, paradoxically,
that adults should passively give space to a child
while actively engaging with the emergence of his
or her individual character and identity.
Mollenhauer brought such insights into connection with key notions from human science pedagogy. The result can be described (Wivestad and
Andersen 1997) in terms of six foundational questions and keywords that also form the overarching
structure of Forgotten Connections and its six
chapters:
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1. Why do we want (to be with) children? Theme:
Erziehung and Bildung
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Mollenhauer, Klaus (1928–1998)
Mollenhauer, Klaus
(1928–1998), Fig. 1 The
“pedagogical field” pace
Bernfeld (Mollenhauer
1972, p. 26)
Social Fundament: Production
Hegemony
Pedagogical
Institutions
Developmental Realities (as
an ensemble of problems
for learning)
Society (as an ensemble
of expectations for
social reproduction)
Pedagogical
Dyads (or
relations)
Natural Fundament: Drives and Affects
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2. What way of life do I present to children?
Theme: Presentation (everyday “upbringing”)
3. What way of life should we systematically
represent to children? Theme: Representation
(formal “education”)
4. How can we respect and draw out a child’s
inherent character? Theme: Bildsamkeit
5. How can we give children space to be active
and solve their own problems? Theme: SelfActivity
6. Who am I? Who do I want to be, and how do
I help others with their identity problems?
Theme: Identity
In these questions, keywords, and organizational structures, Bildsamkeit refers to the inherent
willingness and readiness of the child to learn and
to the process of drawing the child into the world
through adult engagement; Self-activity refers to
projects and activities taken up by children and
youth, from learning to walk to learning to paint or
play basketball. These projects, in turn, also manifest the development of children’s identities as
emerging autonomous adults (see Friesen 2014,
pp. xxvi–xlvii).
Mollenhauer not only uses biography or biographies to explore these questions and concepts
but also develops a kind of hermeneutic and phenomenological “science of examples” (a phrase
from van den Burg 1955, p. 54). This is an examination that focuses on cultural documents, on
artifacts, and, above all, on works of art, as
Mollenhauer’s biographer, Alex Aßmann (2015),
explains:
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[It] amounts to the hypothesis that educational
thought, through the examination of [literary, visual
and other] works of art, can. . . read and understand
how the self-formative and embodied relationship
of the individual [engaged in learning] . . .is given
sensually. After all, art is the representation of aesthetic figurations in which the embodied relationship of the forming self to itself is symbolically
expressed. (p. 268)
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Art, illustration, and historical accounts provide examples which at once preserve their historical independence and also offer an embodied
immediacy and even intimacy. From Renaissance
portraits through early modern engravings to
medieval diaries and legal records, all of these
are used in Forgotten Connections to richly illustrate the relation of the expressive and formative
self to itself (and to others) in a context that is
concrete, not only in social and historical terms
but also aesthetically and phenomenologically. In
addition, Mollenhauer explores these examples in
such a way as to delimit what might be regarded
more generally or even cross-culturally as
“pedagogical” – bursting the cultural bounds of
the traditional conceptions of human science pedagogy. Aßmann asks:
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Had any pedagogical author engaged in this way
with the embodied structures of education and
upbringing? Through aesthetic perception, embodiment shows itself not only to be something [pace
Plessner] that we as humans both have and are, but
also shows that in every experience of
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embodiment. . . there hides a memory of “the pedagogical” as something common to all peoples. Our
entire culture [Mollenhauer showed] is pedagogical. (p. 280)
Mollenhauer develops the considerable possibilities offered by this method further in a late
collection of essays titled Detours: On Bildung,
Art and Interaction. He also provides a very general outline of this method in a 1997 paper that
invokes a particular kind of pedagogical “seeing”:
Pictures that show explicit educational constellations are not the only ones of pedagogical interest.
Pedagogy is concerned with the way that [all] adults
see those who are being brought up, and also with
how adults see themselves. This is the starting point
for engagement with children and youth. As “educators,” we cannot erase ourselves, and we necessarily bring our own narrative self-understanding
(Lebensentwurf) into play. . . .consequently, one
can say that serious engagement with the widest
variety of images and their worlds is a necessary
part of educational research. (1997, p. 253)
Although
many
were
inspired
by
Mollenhauer’s work to make use of examples
and images (see below), no detailed explication
of this method, and exploration of the broader,
“anthropological” interpretive possibilities it presents, has yet been undertaken.
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Scholarly Reception
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The influence of Mollenhauer’s earlier work in
critical pedagogy and Sozialpädagogik is palpable
in a range of important but untranslated publications by critical educationists in Germany. These
include Wolfgang Klafki’s (1996) New Studies of
Theories of Bildung and Didaktik, former student
Andreas Gruschka’s (1988) Negative Pedagogy:
Introduction to Pedagogy Through Critical Theory, and Katarina Rutschky’s (1977/2003) Black
Pedagogy: Sources for a Natural History of Bourgeois Upbringing. However, it should be noted
that Mollenhauer’s influence on his numerous
student followers from his time in Frankfurt was
neither unproblematic nor uninterrupted. Many
viewed his later turn toward culture and tradition
as a “retreat” or, worse, as personal abandonment
(Aßmann 2015, pp. 260–261).
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However, this did not prevent some of these
same students (and many others) from taking up
the “science” of cultural and aesthetic “examples”
that Mollenhauer developed later in Göttingen.
This is betrayed in many important works in the
philosophy of education, ranging from the image
on the cover of Max van Manen’s The Tact of
Teaching (1991a, taken from the cover of Forgotten Connections) through the acknowledgments
and examples in Dietrich Benner’s book, General
Pedagogics (2005, Allgemeine Pädagogik) and
extending to a 2004 book-length study by
Andreas Gruschka of the eighteenth-century
French portraiture: Determinate Indeterminacy:
[Jean-Baptiste-Siméon] Chardin’s Pedagogical
Readings.
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Conclusion
371
Any discussion of Klaus Mollenhauer must
address what in the opinion of many remains the
key theme or even mystery of his career: his
almost obsessive concern with human science
pedagogy and specifically with the pedagogical
relation. As mentioned above, this relation can be
interpreted the central theme of Theories of Educational Processes – a book which itself is seen as
an elaboration of earlier sketches in Education
and Emancipation. Finally, according to Aßmann
(2015) and also Benner (2012, personal communication), Mollenhauer’s Forgotten Connections
itself presents an attempt to work out the issue of
the pedagogical relation still further (Bas Levering (1987) goes so far as to render the title of
Mollenhauer’s text in English as The Forgotten
Relation). “In this sense, Forgotten Connections
recapitulates earlier versions of the pedagogical
relation as well as [seeking] its current whereabouts, asking for what seems to be unavoidable,
namely [the] anthropological ingredients for
responsible education” (Hopmann 2014, p. 48).
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References
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Aßmann, A. (2015). Klaus Mollenhauer: Vordenker der
68er – Begründer der emanzipatorischen Pädagogik.
Paderborn: Ferdinand Schöningh.
Bernfeld, S. (1973). Sisyphus, or: The limits of education.
Berkeley: University of California Press.
Friesen, N. (2014). Translator’s introduction: Culture and
upbringing in theory and practice. In Forgotten connections: On culture and upbringing (ed. & trans:
Mollenhauer, K., & Friesen, N., pp. ixv–l). London:
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Habermas, J. (1984). The theory of communicative action
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Hopmann, S. (2014). Forgotten romantic and enlightenment connections: A personal approach to
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Klafki, W. (1996). Neue Studien zur Bildungstheorie und
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