APPENDIX 2a

Please note that only the Spanish version of this document produces legal effect.
Any translation is provided for commercial purposes only.
APPENDIX 2a
SPECIFIC CONDITIONS OF MEMBERSHIP
GENERAL INFORMATION:
Name
Abbreviation name
Legal Entity Identifier: LEI
Tax residence: completed address (city, postal code, street, number, etc.…)
Tax number ("NIF")
VAT number
Nationality
Palacio de la Bolsa
Plaza de la Lealtad, 1
28014 Madrid
Tel.: +34 91 709 52 10
Fax: +34 91 709 52 50
SETTLEMENT AND REGISTRY
BIC CODE1:
BIC 11 Code
Technical means
Cash account at BdE-T2
Own2
Own4
Others3
Owner of the technical means
Others5
Account holder
1
Applicants must provide as many copies of this page as BIC 11 codes they wish to have operational with IBERCLEAR.
A detailed report must be furnished specifying the computer means available and that they meet the necessary requirements to
become participant.
3
The document accepting the use of technical means must be provided.
4
Applicants must provide the notification of acceptance by Banco de España of its application for membership of the TARGET2Banco de España system.
5
The document accepting cash debits to the TARGET2-Banco de España payments module account must be furnished.
2
SETTLEMENT AND REGISTRY
CONTACTS
Name and surname of the contact (this person shall also be the administrator of the private section of the IBERCLEAR website)
Address
Post code
E-mail
Province
Tel.
FAX
Tel.
FAX
Tel.
FAX
Name and surname of the Manager of the Cash Department
Address
Post code
E-mail
Province
Name and surname of the Back Office Manager
Address
Post code
E-mail
Province
E-MAILS FOR RECEIVING INFORMATION
E-mail for receiving Circulars (one per entity)
E-mail for receiving Instructions (one per entity)
E-mail for receiving Informative Memos (one per entity)
E-mail for receiving Notices (one per entity)
SETTLEMENT AND REGISTRY
SETTLEMENT AND REGISTRY
FATCA STATUS
FATCA status (Foreign Account Tax Compliance Act):
Pursuant to Order HAP/1136/2014 of 30 June, the Participant:
Is a Spanish Credit Institution obliged to notify information - state the GINN number obtained ................
Is a Spanish Credit Institution not obliged to notify information.
In ... ... ... ... , on ... ... ... ... 20…
For the Participant,
Signed: … … … … … … … … … … … …
SETTLEMENT AND REGISTRY
APPENDIX 2b
Document accepting the use of technical means
In ... ... ... ... , on ... ... ... ... ... 20... .
By this document, ………………….[name of the Participants]….., IBERCLEAR is notified that
the entity [...............], in its operations with BIC code ………… avails itself of control systems
and technical means via the entity […………], identified with BIC code…………………. which, in
signing this document, stipulates its agreement.
For the Entity,
Signed: .....................
For the Entity providing the means,
Signed: ……………………..
SETTLEMENT AND REGISTRY
APPENDIX 2c
Document accepting cash debits to the TARGET2-Bank of Spain payments module
account
In ... ... ... ... , on ... ... ... ... 20 ... .
By this document, ... ... ... ... ... ... ... ... ... the account holder ... ... ... ... ... ... ... ... ... .. , with tax
number ... ... ... ... ... ... , with registered office at ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ...
... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... , as the holder of the TARGET2-Banco de España
payments module account, identified with BIC code ... ... ... ... ... … …, has given its consent to
debit the cash settlements made by Sociedad de Gestión de los Sistemas de Registro,
Compensación y Liquidación de Valores, S.A. Unipersonal (IBERCLEAR), and in its name and
on its behalf ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... .... .... ... ... ... ..., with identity card
number ... ... ... ... , authorised to this end in by virtue of a power of attorney drawn up before the
Notary Public ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... , on ... ... ... ... ..., under number
... ... ... ... of its protocol, in accordance with the copy attached, declares as follows:
1.─ That it consents to debit to the aforementioned TARGET2-Banco de España
payments module account of the debits/credits resulting from the cash settlements made by
IBERCLEAR, in respect of ... ... ... ... ... ... ... ... the entity debiting ... ... ... ... ... ... ... ... ,
corresponding to Entity Code ... ... ... ... at IBERCLEAR in its operations with BIC
code…………………..
2.─ That it agrees to be informed of cash movements in its account corresponding to
entities debiting, either through these entities or via the procedure for monitoring cash accounts
that is applicable to all participants in the Securities Settlement System and documented in the
IBERCLEAR Procedures Manual.
For the ,TARGET-2 Payments Account Holder
For the Entity Debiting,
Signed: ..........................
Signed: ..........................
SETTLEMENT AND REGISTRY
APPENDIX 2d
AUTHORISATION TO BANCO DE ESPAÑA
[ ], [ ] of [ ] [ ]
BANCO DE ESPAÑA
Departamento de Sistemas de Pago
Servicios de Pagos a Entidades de Crédito
Alcalá, 48
28014 MADRID
Dear Sirs,
The entity [ ], with registered office at [ ], tax number [ ], registered in the Companies Register of
[ ], in volume [ ], book [ ], page [ ], entry [ ], and duly represented to this end by Mr. [ ], with
identity card number [ ], by virtue of [ ], hereby authorises Banco de España to debit in its
TARGET2- Banco de España payments module account with BIC [ ], number [IBAN ], [or in the
subaccount[s] number[s] [IBAN ]], any debit or credit positions arising from the payment
instructions ordered by SOCIEDAD DE GESTIÓN DE LOS SISTEMAS DE REGISTRO,
COMPENSACIÓN Y LIQUIDACIÓN DE VALORES, S.A. (IBERCLEAR) in relation to cash
settlements of its net or bilateral positions arising from clearing procedures and exchange of
securities and cash carried out via the securities settlement system, managed by the
aforementioned company.
[ ] likewise authorises Banco de España to perform whatever cash transfers that may be
necessary between these accounts and subaccount[s] in the payments module, for the sole
purpose of managing any settlements processed using settlement procedure 6 "dedicated
liquidity".
Yours faithfully,
SETTLEMENT AND REGISTRY